Foreign RRG & RPG Annual Statement Filing Checklist

Vermont Annual Statement Filing Instructions For Foreign Risk Retention Groups and Foreign Risk Purchasing Groups

  Due Date Risk Retention
Groups
Risk Purchasing Groups
DELIVERY INSTRUCTIONS      
Electronic submission to DFR.CaptiveFinancialFilings@vermont.gov
Hard copy submissions not accepted
     
NAIC FINANCIAL STATEMENT      
NAIC Financial Statements (8.5" x 14") 2/28  
Quarterly Financial Statements (8.5" x 14") 5/15, 8/15, 11/15  
NAIC SUPPLEMENTS      
Supplemental Compensation Exhibit 2/28  
Risk-Based Capital Report 2/28  
Reinsurance Summary Supplemental Filing 2/28  
Reinsurance Attestation Supplement 2/28  
Stockholder Information Supplement 2/28  
Supplement A (Medical Malpractice Supplement) 2/28  
Insurance Expense Exhibit 4/1  
Management Discussion & Analysis 4/1  
Investment Risk Interrogatories 4/1  
AUDITED FINANCIAL STATEMENTS      
Audited Financial Statements 6/30  
Report of Evaluation of Internal Controls 6/30  
Accountant's Letter 6/30  
CERTIFICATION OF LOSS RESERVES AND LOSS EXPENSE RESERVES      
Statement of Actuarial Opinion 6/30  
Actuarial Opinion Summary 6/30  
OTHER REQUIRED FILINGS      
Premium Tax Return ** 2/28 √ -2% √ **
Surplus Lines Report Quarterly   √ *
Examinations done on Company Per Occurrence  
Any Changes to Initial Filing Per Occurrence


√ Denotes required filing.
 

* Only if non-admitted insurer

** Premium tax rate is 2% if an admitted insurer is used or 3% if a non-admitted insurer is used.