Foreign RRG & RPG Annual Statement Filing Checklist

Vermont Annual Statement Filing Instructions For Foreign Risk Retention Groups and Foreign Risk Purchasing Groups

  Due Date Risk Retention
Groups
Risk Purchasing Groups
DELIVERY INSTRUCTIONS      
Electronic submission to DFR.CaptiveFinancialFilings@vermont.gov
Hard copy submissions not accepted
     
NAIC FINANCIAL STATEMENT      
NAIC Financial Statements (8.5" x 14") on or before 3/1  
Quarterly Financial Statements (8.5" x 14") 45 days after the end of the quarter: 5/15, 8/15, 11/15  
NAIC SUPPLEMENTS      
Supplemental Compensation Exhibit on or before 3/1  
Risk-Based Capital Report on or before 3/1  
Reinsurance Summary Supplemental Filing on or before 3/1  
Reinsurance Attestation Supplement on or before 3/1  
Stockholder Information Supplement on or before 3/1  
Supplement A (Medical Malpractice Supplement) 45 days after the end of the quarter: 5/15, 8/15, 11/15  
Insurance Expense Exhibit 4/1  
Management Discussion & Analysis 4/1  
Investment Risk Interrogatories 4/1  
AUDITED FINANCIAL STATEMENTS      
Audited Financial Statements on or before 6/30  
Report of Evaluation of Internal Controls on or before 6/30  
Accountant's Letter of Qualifications on or before 6/30  
CERTIFICATION OF LOSS RESERVES AND LOSS EXPENSE RESERVES      
Statement of Actuarial Opinion on or before 3/1  
Actuarial Opinion Summary on or before 3/15  
OTHER REQUIRED FILINGS      
Premium Tax Return ** last day of February √ -2% √ **
Surplus Lines Report Quarterly   √ *
Examinations done on Company Per Occurrence  
Any Changes to Initial Filing Per Occurrence


√ Denotes required filing.
 

* Only if non-admitted insurer

** Premium tax rate is 2% if an admitted insurer is used or 3% if a non-admitted insurer is used.