Foreign RRG & RPG Annual Statement Filing Checklist
Vermont Annual Statement Filing Instructions For Foreign Risk Retention Groups and Foreign Risk Purchasing Groups
| Due Date | Risk Retention Groups |
Risk Purchasing Groups | |
|---|---|---|---|
| DELIVERY INSTRUCTIONS | |||
| Electronic submission to CaptiveMail@state.vt.us Hard copy submissions not accepted |
|||
| NAIC FINANCIAL STATEMENT | |||
| NAIC Financial Statements (8.5" x 14") | 2/28 | √ | |
| Quarterly Financial Statements (8.5" x 14") | 5/15, 8/15, 11/15 | √ | |
| NAIC SUPPLEMENTS | |||
| Supplemental Compensation Exhibit | 2/28 | √ | |
| Risk-Based Capital Report | 2/28 | √ | |
| Reinsurance Summary Supplemental Filing | 2/28 | √ | |
| Reinsurance Attestation Supplement | 2/28 | √ | |
| Stockholder Information Supplement | 2/28 | √ | |
| Supplement A (Medical Malpractice Supplement) | 2/28 | √ | |
| Insurance Expense Exhibit | 4/1 | √ | |
| Management Discussion & Analysis | 4/1 | √ | |
| Investment Risk Interrogatories | 4/1 | √ | |
| AUDITED FINANCIAL STATEMENTS | |||
| Audited Financial Statements | 6/30 | √ | |
| Report of Evaluation of Internal Controls | 6/30 | √ | |
| Accountant's Letter | 6/30 | √ | |
| CERTIFICATION OF LOSS RESERVES AND LOSS EXPENSE RESERVES | |||
| Statement of Actuarial Opinion | 6/30 | √ | |
| Actuarial Opinion Summary | 6/30 | √ | |
| OTHER REQUIRED FILINGS | |||
| Premium Tax Return ** | 2/28 | √ -2% | √ ** |
| Surplus Lines Report | Quarterly | √ * | |
| Examinations done on Company | Per Occurrence | √ | |
| Any Changes to Initial Filing | Per Occurrence | √ | √ |
√ Denotes required filing.
* Only if non-admitted insurer
** Premium tax rate is 2% if an admitted insurer is used or 3% if a non-admitted insurer is used.