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Rates and Forms

The Rates and Forms section is responsible for reviewing and approving insurance company filings for products and pricing. The section serves to protect consumers by ensuring that filings comply with Vermont's laws, regulations and bulletins.  In addition, the section serves as a technical resource for consumers, industry and other interested parties.

How do I make a filing?

The general filing requirements, individual policy checklists and most common filing errors provided under this section are intended to assist the filer in submitting a policy and/or rate filing more efficiently, resulting in enhanced speed-to-market. Please select the product line below for details.

  • Health Filing Requirements
  • Life & Annuity Filing Requirements
  • Property & Casualty Filing Requirements

We encourage you to examine this site thoroughly before calling us.  You are sure to find answers to many of your questions.

For further guidance, please contact:

Commercial Lines - Walt Daly 802-828-4844 or Rosemary Raszka 808-828-1686
Personal Lines - Nikki Garand 802-828-4840
Individual Life - Barbara Prentice 802-828-4848
Workers Comp - Rick Barrett 802-828-4841

If you have questions regarding:  Scheduling time to review  Rate and Form filings, SERFF or Rate and Form Filing Fees 
Contact Shelley Stuart  802-828-2471   shelley.stuart@state.vt.us

Rates & Forms Quick Links

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  • Worker's Compensation
  • Requirements for Mid-Term Cancellations
  • Consent To Rate Procedures
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  • Compliance Certification & Certification Checklist
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