In the matter of: Henry Corrao and EKN Financial Services
STATE OF VERMONT DEPARTMENT OF FINANCIAL REGULATION
IN THE MATTER OF: HENRY CORRAO
EKN FINANCIAL SERVICES, INC.
Docket No. 11-007-S
On February 25, 2011 the Commissioner of the Department of Financial Regulation ("Department") issued a Consent Order imposing several conditions on the securities registration of Henry Corrao, CRD# 1455690. These conditions also imposed obligations on EKN Financial Services, Inc CRD# 113525, by virtue of its responsibility to reasonably supervise Henry Corrao.
The terms of the previous Order, Docket number 11-007-S provided for rescission upon request and pursuant to the Commissioner's discretion. EKN Financial Services, Inc and Henry Corrao have requested a recission and the Commissioner has approved this request.