These documents are not legal documents but are placed here for reference purposes only. For a legal copy please contact the department.

Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.

Friday, July 7, 2006
Docket No. 06-43-S
ORD-06-43-S-EXHIBITS.pdf4.26 MB

This Order revises and applies existing regulations and orders that were issued under previous statutes to the Vermont Uniform Securities Act that became law on July 1, 2006.  All Exhibits are included.

Please note:  Exhibit 3.1 Agent Registration Fees have increased from $55.00 to $60.00.