Filing Rule for Securities Offered under Regulation D, Rule 506

Regulation
Thursday, January 1, 2009
Reg-S-2008-01

This Regulation sets forth the requirements for the notice filing and the required fees with respect to certain federal covered securities; specifically, securities involved in private offerings exempt from federal registration under Rule 506 of Regulation D. Initial notice filing fee of $600.00 with an annual renewal fee of $600.  Please make check payable to the “Department of Financial Regulation.

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REG-S-08-0148.44 KB

These documents are not legal documents but are placed here for reference purposes only. For a legal copy please contact the department.