These documents are not legal documents but are placed here for reference purposes only. For a legal copy please contact the department.
|Printer-friendly version of Order 11-008-S||30.76 KB|
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
IN THE MATTER OF:
Robert M. Cully
Winslow, Evans & Crocker, Inc.
Docket No. 11-008-S
On March 14, 2011 the Commissioner of the Department of Financial Regulation ("Department") issued a Consent Order imposing several conditions on the securities registration of Robert M. Cully, CRD#1423747. These conditions also imposed obligations on Winslow, Evans & Crocker, Inc., CRD# 29686 by virtue of its responsibility to reasonably supervise Robert M. Cully.
The terms of the previous Order, Docket number 11-008-8 provided for rescission upon request and pursuant to the Commissioner's discretion. Winslow, Evans & Crocker, Inc. and Robert M. Cully have requested a rescission and the Commissioner has approved this request.
For the reasons stated above, IT IS ORDERED that the Consent Order issued on March 14, 2011 in the above-captioned case is hereby RESCINDED.