These documents are not legal documents but are placed here for reference purposes only. For a legal copy please contact the department.

UBS Financial Services

Order
Friday, September 20, 2013
Docket No. 13-025-S
AttachmentSize
UBS Consent Order374.83 KB
An investigation into UBS Financial Services will net Vermont $63,630, a portion of a $4.6 million multi-state settlement against the company.