Related Links

US Securities & Exchange Commission (SEC)-

  • "The Investor's Advocate," offers investor assistance and complaints, current SEC rulemaking, etc.


  • Financial Industry Regulatory Authority -- a self-regulatory organization that was formed as a result of the merger between the NASD, Inc. and the New York Stock Exchange's regultory function.


  • Securities Industry Financial Markets Association -- a multi-resource securities industry site

The Investment Company Institute

  • An organization representing mutual funds

North American Securities Administrators Association

  • A national group of state securities regulators