DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Datesort ascending Title
Order Docket No. 11-023-I 12/10/2012 Hartford Stipulation and Consent Order
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union
Bulletin Insurance Bulletin #172 11/15/2012 Adjuster Licensing Requirements and Staff Adjusters
Order Docket No. 12-037-S 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Bulletin Health Care Bulletin #135 11/05/2012 Integration of the Treatment For Mental Health, Substance Abuse And Physical Health
Bulletin Banking Bulletin #38 11/01/2012 Clarification of Declared Rate for 9 V.S.A. §104 (High Rate Loans) and Reg. B-98-2 (High Rate, High Point Notices for Residential Real Estate Loans)
Bulletin Insurance Bulletin #171 10/26/2012 Out-of-Pocket Maximum For Prescription Drugs
Bulletin Banking Bulletin #37 10/05/2012 Clarification of the application of 8 V.S.A. § 14103 to state-chartered credit unions
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Bulletin Insurance Bulletin #170 10/01/2012 Coverage For Telemedicine Services
Order Docket No. 12-025-I 08/28/2012 Maria G. Gonzalez
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 11-007-S 07/18/2012 In the matter of: Henry Corrao and EKN Financial Services
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Regulation Reg. C-2012-1 07/17/2012 Annual Financial Reporting Regulation For Risk Retention Groups Chartered In This State
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Market Conduct Docket No. 12-014-I 05/22/2012 Order Adopting Report Of Examination of NCCI
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Bulletin Banking Bulletin #36 05/10/2012 Financial Advisors – Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #169 05/07/2012 Non-Admitted Insurance Reform Bulletin, Supplement No. 1
Bulletin Insurance Bulletin #168 04/23/2012 Confidentiality Requests in Managed Care Filings
Order Docket No. 12-006-I 04/20/2012 Kevin J. Whitney
Order Docket No. 12-005-I 04/20/2012 Roy Allen Gray

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