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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Sort descending Name Effective Date Title
Order Docket No. 22-005-I Mon, 09/25/2023 Order of Default Judgment | Senior Health Insurance Company of Pennsylvania (SHIP) - Long-Term Care
Order Docket No. 23-CV-04806 Thu, 11/16/2023 Assurance of Voluntary Compliance Morgan Stanley Smith Barney LLC
Order Docket No. 23-017-S Fri, 11/03/2023 Raymond James & Associates, Inc. Consent Order
Order Docket No. 23-013-S Tue, 10/24/2023 Safeguard Metals LLC | Jeffrey Ikahn FKA Jeffrey Santulan
Order Milam-22-009-I Tue, 07/12/2022 Merriel Milam Default Judgment and Order
Order Docket No. 22-008-I Wed, 10/11/2023 BCBSVT, MVP Health Care and CIGNA Consent Order
Order Docket No. 23-015-I Mon, 10/09/2023 Affiliation of Blue Cross and Blue Shield of Vermont and Blue Cross Blue Shield of Michigan Mutual Insurance Company Approval Order
Order Docket No. 23-014-I Mon, 10/09/2023 Affiliation of Blue Cross and Blue Shield of Vermont and Blue Cross Blue Shield of Michigan Mutual Insurance Company Order
Order Docket No. 23-012-S Mon, 07/31/2023 Alpenglow Advisors Stipulation and Consent Order
Order Docket No. 23-009-I Wed, 07/26/2023 Rausin Default Judgment and Order
Order Docket No. 23-011-I Mon, 01/01/2024 Coding and Reimbursement for Audio-Only Telephone Services
Order Docket No 23-002-S Wed, 06/14/2023 Ex Parte Order to Cease and Desist | Plutus Financial dba Abra
Order Docket No. 23-003-2 Tue, 06/06/2023 Coinbase Global, Inc. Show Cause Order
Order Docket No. 23-001-S Fri, 05/05/2023 Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Stipulation and Consent Order
Order Docket No. 23-005-B Wed, 04/26/2023 Express Tech-Financing, LLC Stipulation and Consent Order
Order Docket No. 23-004-S Tue, 04/25/2023 Thomas Connolly | Connolly Financial Advisors, LLC Stipulation and Consent Order
Order Docket No 23-001-S Tue, 03/14/2023 Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Ex Parte Order to Cease and Desist
Order Docket No. 22-040-I Mon, 03/06/2023 Taylor Default Judgment and Order
Order Docket No. 21-037-B Wed, 10/20/2021 Fairway Independent Mortgage Corporation Stipulation and Consent Order
Order Docket No. 21-044-I Tue, 01/11/2022 Default Judgment and Order Arvizu
Order Docket No. 21-041-I Tue, 01/11/2022 Jeffrey Brown Default Judgment and Order
Order Docket No. 21-040-I Tue, 01/11/2022 Robert Schmidt Default Judgment and Order
Order Docket No. 19-027-B Fri, 08/14/2020 ADP Pacific, Inc. Stipulation And Consent Order
Order Docket No. 21-053-S (Withdrawn) Fri, 01/07/2022 WITHDRAWN - Carinthia Ex Parte Order to Cease and Desist
Order Docket No. 21-027-B Fri, 01/07/2022 Ashley Ferrone Stipulation and Consent Order