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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Sort descending Title
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds - Electronic Filings
Order Docket No. 13-041-I Mon, 11/18/2013 In Re: Travis Shine - Stipulation and Consent
Bulletin Banking Bulletin #39 Wed, 11/27/2013 Withdrawal of Unnecessary Banking Bulletins
Bulletin Banking Bulletin #41 Wed, 11/27/2013 Mobile Home Disclosure
Bulletin Banking Bulletin #42 (Withdrawn) Wed, 11/27/2013 WITHDRAWN - Mortgage Loan Originators Reasonable Commuting Distance from Residence to Office of Employment
Order Docket No. 13-053-I Mon, 12/16/2013 In Re: Dorothy Toro-Clafin - Stipulation and Consent
Order Docket No. 13-055-I Mon, 12/16/2013 In Re: John Bendel - Stipulation and Consent
Order Docket No. 13-058-B Thu, 12/19/2013 In Re: Ocwen Financial Corporation
Bulletin Insurance Bulletin #179 Wed, 01/01/2014 Important Notice Regarding Mid-Term Replacement of Health Insurance Coverage in the Non-Group and Small Group Marketplaces
Order Docket No. 14-002-S Mon, 01/06/2014 Thomas Donnelly and Quasar Distributors, LLC
Bulletin Captive Bulletin C-2014-01 Thu, 01/09/2014 Guidance for Special Purpose Financial Insurers
Order Docket No. 13-033-B Fri, 01/10/2014 Lisa Fendelet - Order
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo and Quasar Distributors, LLC
Order Docket No. 13-046-S Mon, 02/24/2014 In Re: George Jones Lincoln
Order Docket No. 13-030-I Wed, 03/05/2014 In Re: Alicia Goodman - Order
Order Docket No. 14-004-B Thu, 04/03/2014 In Re: United Capital Business Lending, Inc - Order
Order Docket No. 14-022-S Mon, 04/07/2014 Registration Exemption for SolarCommunities, Inc - Order
Bulletin Insurance Bulletin #181 Tue, 04/15/2014 Student Health Insurance Plans
Order Docket No. 13-038-B Thu, 05/22/2014 Plaza Home Mortgage
Order Docket No. 14-024-S Tue, 05/27/2014 Jason Oleet and Middlebury Securities, LLC - Order
Order Docket No. 14-028-B Thu, 06/12/2014 In Re: MH Pillars, Inc - Stipulation and Consent
Regulation Reg. B-2014-01 Tue, 07/01/2014 Record Retention
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Order Docket No. 14-023-S Mon, 07/21/2014 Vermont Solar / Utility No-Action "SUN" Exemption
Order Docket No. 14-040-I Fri, 08/15/2014 In Re: Steve Stokeling - Default Judgment and Order