DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Namesort descending Effective Date Title
Order Docket No. 12-012-B Fri, 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #170 Mon, 10/01/2012 Coverage For Telemedicine Services
Bulletin Insurance Bulletin #172 Thu, 11/15/2012 Adjuster Licensing Requirements and Staff Adjusters
Bulletin Insurance Bulletin #174 Mon, 04/22/2013 Guidance Regarding Prohibited Discrimination on the Basis of Gender Identity Including Medically Necessary Gender Dysphoria Surgery and Related Health Care
Order 12-022-S Thu, 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order 12-022-S Wed, 02/13/2013 Ronald Berman and AXIOM Capital Management 2
Order 12-041-I Wed, 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order 13-001-S Thu, 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order 14-001-S Fri, 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order 14-002-S Tue, 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Bulletin 14-01-S Mon, 06/16/2014 Guidance on Preparing Offering Documents under VSBOE
Order 14-023-S Mon, 07/21/2014 Solar/Utility No-Action Securities Exemption
Regulation B-06-1 Tue, 07/01/2014 Regulation B-06-1: Pertaining to State-Chartered Credit Unions
Regulation B-2014-01 Tue, 07/01/2014 Record Retention: Financial Institutions, Credit Unions, Independent Trust Companies & Licensees
Bulletin Banking Bulletin #11 Mon, 06/18/1984 Permitted Charges on Subordinate Lien Mortgages
Bulletin Banking Bulletin #15 Fri, 11/02/1990 Use of "Bank", "Banking Association", or "Trust Company" by Financial Services Institutions
Bulletin Banking Bulletin #19 Mon, 06/23/1997 Permitted Charges on Mortgages
Bulletin Banking Bulletin #21 Wed, 05/27/1998 Automated Teller Machine Disclosures
Bulletin Banking Bulletin #23 Mon, 06/04/2001 Vermont Civil Union Law
Bulletin Banking Bulletin #25 Mon, 10/21/2002 Documentation Fees
Bulletin Banking Bulletin #26 Thu, 10/30/2003 Mortgage Broker Issues
Bulletin Banking Bulletin #28 Sun, 06/25/2006 Vermont Disclosure Relating To Amount To Be Financed In A Motor Vehicle Retail Installment Contract As Required By 8 V.S.A. Section 2355(f)(1)(J) And Relating to Department of Motor Vehicles Dealer's Vehicle Record Log Sheet
Bulletin Banking Bulletin #29 Mon, 11/27/2006 Guidance To Vermont Licensees On Nontraditional Mortgage Products
Bulletin Banking Bulletin #30 Mon, 07/23/2007 Notice of the Enactment of Act 41, An Act Related to Prohibing Discrimination on The Basis Of Gender Identity
Bulletin Banking Bulletin #31 Mon, 08/27/2007 Property Insurance for Prospective Borrowers

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