DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Namesort ascending Effective Date Title
Bulletin Securities Bulletin # 1 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Regulation S-2011-03 Thu, 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations S
Regulation Reg-S-2008-01 Thu, 01/01/2009 Filing Rule for Securities Offered under Regulation D, Rule 506
Regulation Reg-IH-2000-02 Mon, 01/01/2001 Civil Unions
Regulation Reg-I-99-2 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Regulation Reg-I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License For Portable Electronics Insurance
Regulation Reg-I-2011-03 Thu, 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations
Regulation Reg-I-2010-03 Sun, 05/15/2011 Property & Casualty Insurance Filing Procedures & Reporting Requirements
Regulation Reg-I-2010-02 Fri, 07/09/2010 Life & Health Actuarial Opinion and Memorandum Regulation
Regulation Reg-I-2009-06 Mon, 01/04/2010 Annual Financial Reporting Regulation
Regulation Reg-I-2007-04 Fri, 04/11/2008 Military Sales Practice Regulations
Regulation Reg-I-2007-03 Fri, 12/21/2007 Recognition of Preferred Mortality Tables for Use in Determining Minimum Reserve Liabilities
Regulation Reg-I-2007-02 Thu, 05/01/2008 Limited Lines Producer License for Credit Insurance
Regulation Reg-I-2007-01 Thu, 05/01/2008 Business Entity Limited Lines Producer License for Credit Insurance
Regulation Reg-I-2005-01 Sun, 02/20/2005 Recognition of the 2001 CSO Mortality Table for Use in Determining Minimum Reserve Liabilities and Nonforfeiture Benefits Model Regulation
Regulation Reg-I-2002-03(IH) Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg-I-2002-02 Fri, 10/10/2003 Business Entity Limited Lines Producer License for Rental Car Insurance
Regulation Reg-I-2001-03 Fri, 03/01/2002 Life Insurance and Annuities Replacement Regulation
Regulation Reg-I-2001-01 Sat, 11/17/2001 Privacy of Consumer Financial and Health Information Regulation
Regulation Reg-I-2000-02 Thu, 02/01/2001 Continuing Education Requirements for Insurance Producers
Regulation Reg-I-2000-01-IH Mon, 01/01/2001 Civil Unions
Regulation Reg-H-Rule-7.000 Wed, 08/01/2001 Unified Health Care Budget
Regulation Reg-H-Rule-6.000 Wed, 06/15/1994 Provider Bargaining Groups
Regulation Reg-H-2011-02 Fri, 07/01/2011 Independent External Review of Health Care Service Decisions
Regulation Reg-H-2010-01 Tue, 08/17/2010 Certificate of Need Program Procedures

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