DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Type Namesort ascending Effective Date Title
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Bulletin Securities Bulletin S-2015-02 10/21/2015 Sales or Investment Advice Related to Securities Products by Insurance Producers
Bulletin Securities Bulletin 15-01-S 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings (“VSBO”)
Regulation S-2016-01 (Rev.) 05/15/2017 Vermont Securities Regulations
Regulation S-2015-01 07/11/2015 Vermont Small Business Offerings
Regulation S-2011-03 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations S
Regulation S-2008-01 01/01/2009 Filing Rule for Securities Offered under Regulation D, Rule 506
Regulation Rule 7.000 08/01/2001 Unified Health Care Budget
Regulation Rule 6.000 06/15/1994 Provider Bargaining Groups
Regulation Reg. I-2016-02 05/15/2017 Business Entity Limited Lines Producer For Travel Insurance License
Regulation Reg. I-2016-01 12/24/2016 Online Posting of Prescription Drug Formularies by Health Insurers
Regulation Reg. I-2015-01 03/30/2016 Corporate Governance Annual Disclosure
Regulation Reg. I-2014-01 09/18/2015 Electronic Insurance Notices
Regulation Reg. I-2013-01 10/01/2013 Guidelines for distinguishing between primary and specialty mental health and substance abuse services
Regulation Reg. I-2012-01 04/15/2013 Business Entity Limited Lines Producer License For Portable Electronics Insurance
Regulation Reg. I-2011-03 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations
Regulation Reg. I-2010-03 05/15/2011 Property & Casualty Insurance Filing Procedures & Reporting Requirements
Regulation Reg. I-2010-02 07/09/2010 Life & Health Actuarial Opinion and Memorandum Regulation
Regulation Reg. I-2009-06 01/04/2010 Annual Financial Reporting Regulation
Regulation Reg. I-2007-04 04/11/2008 Military Sales Practice Regulations
Regulation Reg. I-2007-03 12/21/2007 Recognition of Preferred Mortality Tables for Use in Determining Minimum Reserve Liabilities
Regulation Reg. I-2007-02 05/01/2008 Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2007-01 05/01/2008 Business Entity Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2005-01 02/20/2005 Recognition of the 2001 CSO Mortality Table for Use in Determining Minimum Reserve Liabilities and Nonforfeiture Benefits Model Regulation
Regulation Reg. I-2002-02 10/10/2003 Business Entity Limited Lines Producer License for Rental Car Insurance

Pages