DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort ascending
Order Docket No. 13-018-B Mon, 09/16/2013 Zackary Nathan Tierney
Bulletin Banking Bulletin #39 Wed, 11/27/2013 Withdraws All Unnecessary Banking Bulletins
Bulletin Insurance Bulletin #158 Thu, 07/01/2010 Withdrawal of Unnessary or Superceded Bulletins
Order Docket No. 14-038-I Mon, 09/08/2014 William C. Mount
Order Docket No. 12-056-I Wed, 01/30/2013 William A. Newburn
Order Docket No. 10-030-S Tue, 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 16-025-S Tue, 06/28/2016 Wells Fargo Advisors LLC
Order Docket No. 11-092-I Mon, 12/12/2011 Walter G. Wade
Order Docket No. 04-050-S Thu, 11/04/2004 Wall Street Advisor Services, LLC
Bulletin Insurance Bulletin #132 Mon, 07/02/2001 Voluntary Expedited Filing Procedures For Insurance Applications Developed To Allow Depository Institutions to Meet Their Disclosure Obligations Under Section 305 of the Gramm-Leach-Bliley Act
Bulletin Insurance Bulletin #150 Fri, 01/27/2006 Voluntary Expedited Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Extension Act of 2005
Regulation Reg-95-04(Ins) Mon, 02/05/1996 Viatical Settlements
Order Docket No. 12-021-B Fri, 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 12-020-B Fri, 10/05/2012 Vermont State Employees Credit Union
Regulation S-2015-01 Sat, 07/11/2015 Vermont Small Business Offerings
Regulation Regulation S-2016-01 Fri, 07/01/2016 Vermont Securities Regulations
Bulletin Insurance Bulletin # 99 Fri, 06/29/1990 Vermont Loss Cost Bulletin
Regulation Reg-H-2008-01 Tue, 09/30/2008 Vermont Healthcare Claims Uniform Reporting and Evaluation System ("VHCURES")
Bulletin Banking Bulletin #28 Sun, 06/25/2006 Vermont Disclosure Relating To Amount To Be Financed In A Motor Vehicle Retail Installment Contract As Required By 9 V.S.A. Section 2355(f)(1)(J) And Relating to Department of Motor Vehicles Dealer's Vehicle Record Log Sheet
Regulation B-2016-01 Sat, 04/01/2017 Vermont Disclosure Form - Amount to Be Financed in a Motor Vehicle Retail Installment Contract (Effective April 1, 2017)
Bulletin Banking Bulletin #23 Mon, 06/04/2001 Vermont Civil Union Law
Regulation Reg-88-03 Sun, 01/15/1989 Variable Life Insurance
Regulation Reg-99-03(Ins) Sat, 01/01/2000 Valuations of Life Insurance Policies
Bulletin Insurance Bulletin #190 Sun, 01/01/2017 Valuation Manual
Order Docket No. 13-001-S Fri, 02/08/2013 UVest Financial Services Group, Inc.

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