DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort ascending
Order Docket No. 13-018-B 09/16/2013 Zackary Nathan Tierney
Order Docket No. 17-001-I 02/09/2017 Yourpeople, Inc., d/b/a Zenefits FTW Insurance Services
Bulletin Banking Bulletin #39 11/27/2013 Withdraws All Unnecessary Banking Bulletins
Bulletin Insurance Bulletin #158 07/01/2010 Withdrawal of Unnessary or Superceded Bulletins
Order Docket No. 14-038-I 09/08/2014 William C. Mount
Order Docket No. 12-056-I 01/30/2013 William A. Newburn
Order Docket No. 10-030-S 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 16-025-S 06/28/2016 Wells Fargo Advisors LLC
Order Docket No. 11-092-I 12/12/2011 Walter G. Wade
Order Docket No. 04-050-S 11/04/2004 Wall Street Advisor Services, LLC
Bulletin Insurance Bulletin #132 07/02/2001 Voluntary Expedited Filing Procedures For Insurance Applications Developed To Allow Depository Institutions to Meet Their Disclosure Obligations Under Section 305 of the Gramm-Leach-Bliley Act
Bulletin Insurance Bulletin #150 01/27/2006 Voluntary Expedited Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Extension Act of 2005
Regulation Reg. 95-04(Ins) 02/05/1996 Viatical Settlements
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Regulation S-2015-01 07/11/2015 Vermont Small Business Offerings
Regulation S-2016-01 (Rev.) 05/15/2017 Vermont Securities Regulations
Bulletin Insurance Bulletin # 99 06/29/1990 Vermont Loss Cost Bulletin
Regulation Reg. H-2008-01 09/30/2008 Vermont Healthcare Claims Uniform Reporting and Evaluation System ("VHCURES")
Bulletin Banking Bulletin #28 06/25/2006 Vermont Disclosure Relating To Amount To Be Financed In A Motor Vehicle Retail Installment Contract As Required By 9 V.S.A. Section 2355(f)(1)(J) And Relating to Department of Motor Vehicles Dealer's Vehicle Record Log Sheet
Regulation B-2016-01 04/01/2017 Vermont Disclosure Form - Amount to Be Financed in a Motor Vehicle Retail Installment Contract (Effective April 1, 2017)
Bulletin Banking Bulletin #23 06/04/2001 Vermont Civil Union Law
Regulation Reg. 88-03 01/15/1989 Variable Life Insurance
Regulation Reg. 99-03(Ins) 01/01/2000 Valuations of Life Insurance Policies
Bulletin Insurance Bulletin #190 01/01/2017 Valuation Manual

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