DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort ascending
Regulation Reg-93-4 Thu, 06/03/1993 Uniform Claims Forms and Uniform Standards and Procedures for Processing
Regulation Reg-H-Rule-7.000 Wed, 08/01/2001 Unified Health Care Budget
Regulation Reg-78-02(Ins) Mon, 09/04/1978 Unfair Discrimination on the Basis of Blindness or Partial Blindness
Bulletin Insurance Bulletin #147 Fri, 11/05/2004 Uncertainty Related to Expiration of the Terrorism Risk Insurance Act of 2002: Exclusions Related to Acts of Terrorism
Order Docket No. 10-029-S Tue, 04/27/2010 UBS Securities, LLC and UBS Financial Services, Inc.
Order Docket No. 13-025-S Fri, 09/20/2013 UBS Financial Services
Regulation Reg-95-01(Ins) Mon, 01/01/1996 Trust Accounts (Anti-comingling)
Order Docket No. 12-012-B Fri, 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Bulletin Health Care Bulletin #131 Thu, 08/12/2010 Transition Date for Compliance with Revisions of 8 V.S.A. § 4089b Health Insurance Coverage, Mental Health and Substance Abuse
Bulletin Insurance Bulletin #101 Mon, 01/27/1992 Toll Free or Collect telephone Number for Claims Handling by Insurers
Bulletin Insurance Bulletin #108 Wed, 01/10/1996 Title Insurer Closing Protection Letters
Order Docket No. 14-002-S Tue, 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Bulletin Health Care Bulletin #129 Mon, 11/24/2008 This Bulletin notifies producers of rules relating to the marketing and sales of Medicare Advantage (MA) Plans and Medicare Prescription Drug Plans (PDP)
Market Conduct Docket No. 06-042-I Wed, 07/05/2006 The Penn Warrenty Corporation
Bulletin Insurance Bulletin # 63 Mon, 12/20/1982 Temporomandibular Joint Disorders
Order Docket No. 13-030-I Fri, 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 13-022-S Thu, 11/07/2013 Surety Services LLC of Delaware
Bulletin Insurance Bulletin #129 Fri, 01/19/2001 Suitability Requirements for Variable Insurance Products
Bulletin Insurance Bulletin # 181 Tue, 04/15/2014 Student Health Insurance Plans
Order Docket No. 10-031-S Thu, 04/22/2010 Stifle, Nicolaus & Company, Inc.
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement on Subprime Mortgage Lending
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds
Bulletin Insurance Bulletin # 57 Fri, 02/26/1982 State Cooperation--Prosecution of Federal Medigap Law Violations
Regulation Reg-I-2002-03(IH) Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg-H-2002-03(IH) Mon, 11/24/2008 Standards for Safeguarding Customer Information

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