DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Namesort descending Effective Date Title
Order Ord-12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Regulation Reg-71-1 Thu, 03/01/1973 Advertisement of Accident and Sickness Insurance
Regulation Reg-71-2(ins) Fri, 12/31/1971 Insurance Holding Company Systems
Regulation Reg-76-01(Ins) Thu, 01/15/1976 Maintanence of Complaint Records
Regulation Reg-77-2 (revised 1980) Wed, 10/01/1980 Life Insurance Solicitation Regulation
Regulation Reg-78-01(Ins) Tue, 05/01/1979 Disclosure (Revised 4/95)
Regulation Reg-78-02(Ins) Mon, 09/04/1978 Unfair Discrimination on the Basis of Blindness or Partial Blindness
Regulation Reg-79-02(Ins) Sat, 09/01/1979 Fair Claims Practices (Agents, Adjusters, etc.)
Regulation Reg-80-01 Tue, 07/01/1980 Accident and Sickness Minimum Standards
Regulation Reg-82-01(Ins) Mon, 05/01/2000 Hearing Procedures (Revised 05-01-2000)
Regulation Reg-84-01 Thu, 01/01/1987 Credit Life and Credit Accident & Health Insurance (Revised 01-1987)
Regulation Reg-86-04 Mon, 12/23/1985 Assessment
Regulation Reg-88-01(Ins) Sun, 01/01/1989 Reporting of Financial & Statistical Data by Property & Casualty Insurance Companies
Regulation Reg-88-03 Sun, 01/15/1989 Variable Life Insurance
Regulation Reg-88-04(Ins) Sun, 01/01/1989 Mortality Tables for Life Insurance & Annuities
Regulation Reg-89-01 Sun, 10/01/1989 Maternity Regulation
Regulation Reg-89-01(Bnk) Mon, 01/01/1990 Non-Discrimination in Financial Services
Regulation Reg-90-01(Ins) Mon, 05/06/1991 Rules Governing Intermunicipal Insurance Agreements
Regulation Reg-91-02 Sun, 12/01/1991 Independent Analysis of Proposed Medicare Supplement Rate Increases
Regulation Reg-91-4b Sun, 11/01/1992 Minimum Standards for Compliance with Title 8 V.S.A. §4980a (small group)
Regulation Reg-92-01(Bnk) Wed, 07/01/1992 Bank and Trust Record Retention
Regulation Reg-93-01 Sat, 10/01/1994 Life and Health Reinsurance Agreements
Regulation Reg-93-01(Ins,HCA) Sat, 10/01/1994 Life and Health Reinsurance Agreements
Regulation Reg-93-02(Ins) Thu, 06/03/1993 Defining Standards and Commissioner Authority for Companies Deemed to be in Hazardous Financial Condition
Regulation Reg-93-03(Ins) Thu, 06/03/1993 Investments in Medium and Low Grade Obligations

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