DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 12-022-S Wed, 02/13/2013 Order Removing Conditions from Ronald Berman and AXIOM Capital Management
Order Docket No 15-015-I Thu, 07/02/2015 Bluestone Life Insurance Company
Order Docket No. 13-001-S Fri, 02/08/2013 UVest Financial Services Group, Inc.
Order Docket No. 11-088-I Mon, 12/12/2011 Jason E. Romero
Order Docket No. 09-131-H Tue, 11/03/2009 Blue Cross Blue Shield of Vermont Request for Increase in Subscriber Rates
Order Docket No. 14-040-I Tue, 12/23/2014 Steve Stokeling
Order Docket No. 10-101-1 Sat, 12/18/2010 Aetna Life Insurance Company
Order Docket No. 14-002-S Tue, 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 15-007-B Fri, 05/15/2015 MSA Mortgage, LLC
Order Docket No. 11-091-I Wed, 02/01/2012 Harold L. Stanyon
Order Docket No. 09-111-I Thu, 10/22/2009 Blue Cross Blue Shield of Vermont's Appeal of Denial of November 2009 Rate Filing for the Vermont Veterinary Medical Association
Order Docket No. 13-006-I Wed, 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 10-102-H Mon, 11/22/2010 Regence Bluecross Blueshield of Utah
Order Docket No. 14-015-I Thu, 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 10-040-I Sat, 07/03/2010 Peter R. Becker
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 04-050-S Thu, 11/04/2004 Wall Street Advisor Services, LLC
Order Docket No. 13-001-S Thu, 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 11-092-I Mon, 12/12/2011 Walter G. Wade
Order Docket No. 09-096-I Fri, 11/20/2009 Liberty Mutual Ins. Company Order to Show Cause
Order Docket No. 12-012-B Fri, 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 13-030-I Mon, 08/04/2014 Alicia Marie Goodman a/k/a Lisa Goodman; David Charles Goodman
Order Docket No. 15-004-B Wed, 03/11/2015 PYC, Inc. BLU-BIN, Inc.
Order Docket No. 10-052-S Tue, 06/15/2010 John D. Buglisi & Rockwell Global Capital, LLC
Order Docket No. 15-006-S Tue, 07/07/2015 Michael J. Bombardier