DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 12-002-I 06/10/2015 Nation Motor Club, LLC d/b/a Nation Safe Drivers
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 11-058-I 11/16/2011 Edward L. Austin, III
Order Docket No. 10-031-S 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 13-017-B 09/16/2013 David Leonard Rome
Order Docket No. 16-013-B 06/30/2016 PMAC Lending Services, Inc
Order Docket No. 17-017-B 06/05/2017 State Regulatory Registry LLC and Nationwide Multistate Licensing System
Order Docket No. 12-047-I 01/18/2013 Dylan A. Molina
Order Docket No. 11-021-B 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Docket No. 11-059-I 12/22/2011 Joshua K. Barney
Order Docket No. 10-002-S 01/15/2010 Lincoln Financial Securities Corporation
Order Docket No. 13-010-B 05/13/2013 Shelter Mortgage Company, LLC.
Order Docket No. 13-025-S 09/20/2013 UBS Financial Services
Order Docket No. 14-022-S 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order Docket No. 10-036-I 04/28/2011 Jeffrey R. Faber
Order Docket No. 12-056-I 01/30/2013 William A. Newburn
Order Docket No. 11-060-I 11/29/2011 David W. Barrell
Order Docket No. 10-003-S 01/15/2010 Burton J. Steen
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union
Order Docket No. 13-028-S 08/17/2013 NRG Residential Solar Systems LLC
Order Docket No. 17-015-B 06/16/2017 Glenview Auto Loan Fund LLC—Amendment to May 26, 2017 Cease and Desist Order
Order Docket No. 14-024-S 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 14-036-I 03/24/2015 Christopher R. Corley
Order Docket No. 12-045-I 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 11-002-I 02/07/2011 Aimee J. Bonin

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