DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 09-111-I Thu, 10/22/2009 Blue Cross Blue Shield of Vermont's Appeal of Denial of November 2009 Rate Filing for the Vermont Veterinary Medical Association
Order Docket No. 10-100-I Thu, 12/16/2010 Unum Life Insurance Company of America
Order Ord-12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 09-096-I Fri, 11/20/2009 Liberty Mutual Ins. Company Order to Show Cause
Order Docket No. 12-003-S Thu, 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 10-101-1 Sat, 12/18/2010 Aetna Life Insurance Company
Order Docket No. 09-084-B Wed, 07/08/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Nonprofit Institutions Of Higher Education Exemption
Order Docket No. 10-102-H Mon, 11/22/2010 Regence Bluecross Blueshield of Utah
Order Docket No. 13-046-S Wed, 12/11/2013 Settlement against CCO Investment Corp
Order Docket No. 11-023-I Mon, 12/10/2012 Hartford Stipulation and Consent Order
Order Docket No. 09-097-B Thu, 07/23/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Licensed Lender Statute Exemption For Nonprofit 501(c) Organizations That Conduct Their Lending Activities Through Revolving Loan Funds
Order Docket No. 09-094-1 Wed, 02/10/2010 2Morrow Studio/Build, Inc.
Order Docket No. 10-040-I Sat, 07/03/2010 Peter R. Becker
Order 12-022-S Thu, 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order Docket No: 13-001-S Fri, 02/08/2013 UVest Financial Services Group, Inc.
Order Docket No. 09-084-B Mon, 09/28/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding: (A) Modification Of Transition Deadline; (B) Submission Of Credit Reports And Credit Scores; And (C) The Date The Department Will Begin Accepting Mortgage Loan ...
Regulation Reg-95-04(Ins) Mon, 02/05/1996 Viatical Settlements
Regulation Reg-H-2000-03 Mon, 04/02/2001 Health Insurance Coverage of Mental Health and Substance Abuse Services
Regulation Reg-97-01(Ins) Sat, 05/10/1997 Oversight of Fees Charged by the NAIC and Retaliatory Action by the State of Vermont
Regulation Reg-I-2010-03 Sun, 05/15/2011 Property & Casualty Insurance Filing Procedures & Reporting Requirements
Regulation Reg-97-02(Ins) Wed, 12/31/1997 Risk Based Capital (RBC) for Property and Casualty Insurers
Regulation Reg-S-2008-01 Thu, 01/01/2009 Filing Rule for Securities Offered under Regulation D, Rule 506
Regulation Reg-C-81-2 Tue, 07/17/2012 Captive Insurance Financial Regulation
Regulation Reg-I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License For Portable Electronics Insurance
Regulation Reg-97-03(Ins) Sat, 08/16/1997 Credit for Reinsurance

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