DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 14-013-S 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 10-038-S 05/14/2010 Peter Van Hamm and Meyers Associates, L.P.
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 10-041-B 07/15/2010 6:10 Services d/b/a Debt Free America
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 15-022-I 03/08/2016 The Travelers Indemity Company et. al.
Order Docket No. 10-072-S 08/25/2010 Adam Sclafani and John Thomas Financial
Order Docket No. 11-086-I 12/12/2011 Ronald R. Prohaska
Order Docket No. 06-43-S 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 14-087-I 03/05/2015 John P. Gutschlag
Order Docket No. 11-008-S 03/14/2011 Robert Cully and Winslow, Evans & Crocker, Inc.
Order Docket No. 16-007-I 03/07/2016 Liberty Insurance Corp & Safeco Insurance Company of America
Order Docket No. 10-032-S 04/27/2010 Goldman, Sachs & Co.
Order Docket No. 15-015-I 07/02/2015 Bluestone Life Insurance Company
Order Docket No. 11-088-I 12/12/2011 Jason E. Romero
Order Docket No. 14-040-I 12/23/2014 Steve Stokeling
Order Docket No. 11-026-S 05/31/2011 Michael T. Williams
Order Docket No. 16-006-I 03/07/2016 Liberty Mututal Insurance Co et. al.
Order Docket No. 04-010-S 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket No. 15-007-B 05/15/2015 MSA Mortgage, LLC
Order Docket No. 17-026-I 11/09/2017 Jessie J Bible
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 15-047-I 01/19/2017 Katie L. Mouser

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