DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 14-036-I 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 14-060-I 09/03/2014 Bankers Life and Casualty Company
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 10-059-H 10/29/2010 Aetna Insurance Company
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 13-001-S 03/08/2013 ProEquities, Inc.
Order Docket No. 13-039-I 10/02/2014 Robert Antonacci
Order Docket No. 12-058-I 01/30/2013 Barbara Shay
Order Docket No. 17-017-B 06/05/2017 State Regulatory Registry LLC and Nationwide Multistate Licensing System
Order Docket No. 10-027-1 10/04/2010 Acadia Insurance Company
Order Docket No. 11-065-I 12/12/2011 Jeremy M. Fairbanks
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 14-038-I 09/08/2014 William C. Mount
Order Docket No. 15-008-I 08/05/2015 Alton L. Willard
Order Docket No. 12-049-I 01/18/2013 Joan Louise Warner
Order Docket No. 10-024-I 11/15/2010 International Fidelity Insurance Company
Order Docket No. 11-066-I 11/16/2011 Margaret L. Ferguson
Order Docket No. H-09-063 03/08/2010 United Health Group
Order Docket No. 11-102-B 11/21/2011 SunTrust Mortgage, Inc.
Order Docket No. 12-037-S 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 14-039-I 09/09/2014 Jillian E. Wood
Order Docket No. 15-030-I 12/29/2015 Timothy J. Clain
Order Docket No. 12-048-I 01/18/2013 Crystal F. Welle
Order Docket No. 09-084-B 07/08/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Nonprofit Institutions Of Higher Education Exemption

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