DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Typesort descending Name Effective Date Title
Order Docket No. 14-036-I 03/24/2015 Christopher R. Corley
Order Docket No. 13-002-I 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 12-056-I 01/30/2013 William A. Newburn
Order Docket No. 11-002-I 02/07/2011 Aimee J. Bonin
Order Docket No. 11-007-S 02/05/2011 Henry Corrao and EKN Financial Services, Inc.
Order Docket No. 12-050-B (Amended) 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 10-052-S 06/15/2010 John D. Buglisi & Rockwell Global Capital, LLC
Order Docket No. 13-043-I 01/31/2014 Direct enrollment in VHC modified
Order Docket No. 14-023-S 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 15-028-I 10/30/2015 Mark J. Bean
Order Docket No. 12-045-I 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 11-062-I 12/12/2011 Claude Alan Boucher
Order Docket No. 09-074-H 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Order Docket No. 13-046-S 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Order Docket No. 14-036-I 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 15-013-I 07/22/2015 Claymonte Arshawn McNeill
Order Docket No. 11-097-I 01/30/2012 United Healthcare
Order Docket No. 12-052-I 01/22/2013 Jeffrey Douglas Penta
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 14-016-S 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 14-060-I 09/03/2014 Bankers Life and Casualty Company

Pages