DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Namesort descending Effective Date Title
Order Docket No. 15-047-I 01/19/2017 Katie L. Mouser
Order Docket No. 16-001-S 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Order Docket No. 16-005-I 01/25/2016 Banker's Life and Casualty Company
Order Docket No. 16-006-I 03/07/2016 Liberty Mututal Insurance Co et. al.
Order Docket No. 16-007-I 03/07/2016 Liberty Insurance Corp & Safeco Insurance Company of America
Order Docket No. 16-008-I 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 16-010-B 05/23/2016 Prosper Marketplace, Inc and Prosper Funding, LLC
Order Docket No. 16-011-I 09/13/2016 Alan F. Dauphin
Order Docket No. 16-012-S 09/13/2016 Alan F. Dauphin
Order Docket No. 16-013-B 06/30/2016 PMAC Lending Services, Inc
Order Docket No. 16-016-B 05/31/2016 PayPal, Inc., as successor to Venmo, LLC
Order Docket No. 16-017-I 06/27/2016 Ryan Moore
Order Docket No. 16-018-I 06/02/2016 Credit Card-Related Insurance Benefits
Order Docket No. 16-019-B 06/30/2016 Benaissance, LLC F/K/A Coco Development, LLC
Order Docket No. 16-020-I 01/01/2017 Stop Loss Attachment Points
Order Docket No. 16-020-S 09/01/2016 Aletheia Securities, Inc.
Order Docket No. 16-021-S 09/01/2016 Obsidian Financial Group, LLC
Order Docket No. 16-022-S 09/01/2016 EKN Financial Services, Inc.
Order Docket No. 16-023-S 09/01/2016 KBR Capital Markets, LLC
Order Docket No. 16-025-S 06/28/2016 Wells Fargo Advisors LLC
Order Docket No. 16-026-S 06/29/2016 Raymond James and Associates, Inc.
Order Docket No. 16-027-S 09/26/2016 Gregory Lambesis
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 16-035-I 11/02/2016 Brittany Ouellette
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre

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