DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort descending
Order Docket No. 12-022-S Thu, 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Regulation Reg-I-2011-03 Thu, 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations
Regulation S-2011-03 Thu, 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations S
Regulation S-2014-1 Mon, 06/16/2014 Rule Providing for the Vermont Small Business Offering Exemption
Regulation Reg-I-99-2 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Regulation Reg-90-01(Ins) Mon, 05/06/1991 Rules Governing Intermunicipal Insurance Agreements
Regulation Reg-95-03 Fri, 09/01/1995 Rules Governing Nonprofit Corportation Workers' Compensation Programs
Bulletin Insurance Bulletin # 55 Sat, 10/01/1994 Safe Driver Insurance Plan Surcharges
Bulletin Insurance Bulletin # 98 Wed, 06/27/1990 Sale of Credit Unemployment Insurance Through Banks Illegal
Bulletin Securities Bulletin # 1 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Regulation Reg-99-01(Bnk) Wed, 12/01/1999 Secured Credit Cards
Bulletin DFR Bulletin # 3 Tue, 08/06/2013 Security Breach Notice Act Bulletin
Bulletin BISHCA Bulletin # 1 Fri, 12/21/2007 Security Breach Notification Guidance
Order Docket No. 13-046-S Wed, 12/11/2013 Settlement against CCO Investment Corp
Order Docket No. 13-016-S Thu, 12/05/2013 Settlement Against RBC Capital Markets
Bulletin Insurance Bulletin #136 Thu, 12/13/2001 Social Host Endorsement for Automobile Liability Policies
Bulletin Insurance Bulletin #135 Thu, 12/13/2001 Social Host Endorsement for Homeowner Policies
Order Docket No. 14-022-S Mon, 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order Docket No. 14-023-S Mon, 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 09-074-H Mon, 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Bulletin Insurance Bulletin # 69 Fri, 07/08/1983 Standard Nonforfeiture and Valuation Laws for Life Insurance, Implementation of 1983 Amendments
Bulletin Insurance Bulletin #137 Tue, 01/01/2002 Standards for Commercial Lines Terrorism Exclusions Covering Vermont Risks; Expedited Approval for Certain Types of Commercial Lines Terrorism Exclusions
Regulation Reg-I-2002-03(IH) Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg-H-2002-03(IH) Mon, 11/24/2008 Standards for Safeguarding Customer Information

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