DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort descending
Bulletin Securities Bulletin # 1 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Regulation Reg-99-01(Bnk) Wed, 12/01/1999 Secured Credit Cards
Bulletin DFR Bulletin # 3 Tue, 08/06/2013 Security Breach Notice Act Bulletin
Bulletin BISHCA Bulletin # 1 Fri, 12/21/2007 Security Breach Notification Guidance
Order Docket No. 13-046-S Wed, 12/11/2013 Settlement against CCO Investment Corp
Order Docket No. 13-016-S Thu, 12/05/2013 Settlement Against RBC Capital Markets
Bulletin Insurance Bulletin #136 Thu, 12/13/2001 Social Host Endorsement for Automobile Liability Policies
Bulletin Insurance Bulletin #135 Thu, 12/13/2001 Social Host Endorsement for Homeowner Policies
Order Docket No. 09-074-H Mon, 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Bulletin Insurance Bulletin # 69 Fri, 07/08/1983 Standard Nonforfeiture and Valuation Laws for Life Insurance, Implementation of 1983 Amendments
Bulletin Insurance Bulletin #137 Tue, 01/01/2002 Standards for Commercial Lines Terrorism Exclusions Covering Vermont Risks; Expedited Approval for Certain Types of Commercial Lines Terrorism Exclusions
Regulation Reg-I-2002-03(IH) Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg-H-2002-03(IH) Mon, 11/24/2008 Standards for Safeguarding Customer Information
Bulletin Insurance Bulletin # 57 Fri, 02/26/1982 State Cooperation--Prosecution of Federal Medigap Law Violations
Order Docket# 13-047-S Fri, 11/15/2013 State Farm Mutual Funds
Regulation Reg-B-2006-01 Wed, 08/29/2007 State-Chartered Credit Unions
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement on Subprime Mortgage Lending
Order Docket No. 10-031-S Thu, 04/22/2010 Stifle, Nicolaus & Company, Inc.
Bulletin Insurance Bulletin # 181 Tue, 04/15/2014 Student Health Insurance Plans
Bulletin Insurance Bulletin #129 Fri, 01/19/2001 Suitability Requirements for Variable Insurance Products
Order Docket No. 13-022-S Thu, 11/07/2013 Surety Services LLC of Delaware
Order Docket No. 13-030-I Fri, 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Bulletin Insurance Bulletin # 63 Mon, 12/20/1982 Temporomandibular Joint Disorders
Market Conduct Docket No. 06-042-I Wed, 07/05/2006 The Penn Warrenty Corporation

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