DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Datesort descending Title
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Regulation C-2012-1 07/17/2012 Annual Financial Reporting Regulation For Risk Retention Groups Chartered In This State
Regulation C-2012-2 07/17/2012 Regulation C-2012-2; Holding Company System Regulations for Risk Retention Groups Chartered in Vermont
Regulation Reg-C-81-2 07/17/2012 Captive Insurance Financial Regulation
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Order Docket No. 11-007-S 07/18/2012 In the matter of: Henry Corrao and EKN Financial Services
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 12-025-I 08/28/2012 Maria G. Gonzalez
Bulletin Insurance Bulletin #170 10/01/2012 Coverage For Telemedicine Services
Bulletin Banking Bulletin #37 10/05/2012 Clarification of the application of 8 V.S.A. § 14103 to state-chartered credit unions
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Bulletin Insurance Bulletin #171 10/26/2012 Out-of-Pocket Maximum For Prescription Drugs
Bulletin Banking Bulletin #38 11/01/2012 Clarification of Declared Rate for 9 V.S.A. §104 (High Rate Loans) and Reg. B-98-2 (High Rate, High Point Notices for Residential Real Estate Loans)
Bulletin Health Care Bulletin #135 11/05/2012 Integration of the Treatment For Mental Health, Substance Abuse And Physical Health
Order Docket No. 12-037-S 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Bulletin Insurance Bulletin #172 11/15/2012 Adjuster Licensing Requirements and Staff Adjusters
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union
Order Docket No. 11-023-I 12/10/2012 Hartford Stipulation and Consent Order
Order Docket No. 12-050-B (Amended) 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 12-045-I 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 12-042-I 01/11/2013 Robin Louella Hixon
Order Docket No. 12-022-S 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.

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