DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 15-007-B 05/15/2015 MSA Mortgage, LLC
Order Docket No. 14-002-S 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 13-001-S 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 13-030-I 08/04/2014 Alicia Marie Goodman a/k/a Lisa Goodman; David Charles Goodman
Order Docket No. 15-004-B 03/11/2015 PYC, Inc. BLU-BIN, Inc.
Order Docket No. 10-101-1 12/18/2010 Aetna Life Insurance Company
Order Docket No. 04-050-S 11/04/2004 Wall Street Advisor Services, LLC
Order Docket No. 14-001-S 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 16-041-I 04/12/2017 Government Employees Insurance Company; GEICO General Insurance Company; GEICO Indemnity Company
Order Docket No. 11-092-I 12/12/2011 Walter G. Wade
Order Docket No. 11-094-I 01/04/2012 Kemener M. Whalen
Order Docket No. 13-002-I 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 13-040-I 11/07/2013 Lorraine L. Locke
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 14-088-B 12/22/2014 Debra Kinney
Order Docket No. 16-010-B 05/23/2016 Prosper Marketplace, Inc and Prosper Funding, LLC
Order Docket No. 10-102-H 11/22/2010 Regence Bluecross Blueshield of Utah
Order Docket No. 15-006-S 07/07/2015 Michael J. Bombardier
Order Docket No. 17-011-S 04/28/2017 John Bodnar and International Assets Advisory, LLC; International Assets Investment Management, LLC
Order Docket No. 11-052-I 10/25/2011 Allen Zargo
Order Docket No. 13-032-I 10/31/2013 MVP Health Plan, Inc. and MVP Health Insurance Company
Order Docket No. 14-004-B 04/03/2014 United Capital Business Lending, Inc.
Order Docket No. 16-016-B 05/31/2016 PayPal, Inc., as successor to Venmo, LLC
Order Docket No. 15-017-I 07/13/2015 Concord General Mutual Insurance Company

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