DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Typesort descending Name Effective Date Title
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 13-002-I 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 13-006-I 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 06-43-S 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 16-011-I 09/13/2016 Alan F. Dauphin
Order Docket No. 14-015-I 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 15-007-B 05/15/2015 MSA Mortgage, LLC
Order Docket No. 10-040-I 07/03/2010 Peter R. Becker
Order Docket No. 10-052-S 06/15/2010 John D. Buglisi & Rockwell Global Capital, LLC
Order Docket No. 13-043-I 01/31/2014 Direct enrollment in VHC modified
Order Docket No. 11-092-I 12/12/2011 Walter G. Wade
Order Docket No. 13-030-I 08/04/2014 Alicia Marie Goodman a/k/a Lisa Goodman; David Charles Goodman
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 15-004-B 03/11/2015 PYC, Inc. BLU-BIN, Inc.
Order Docket No. 11-007-S 02/05/2011 Henry Corrao and EKN Financial Services, Inc.
Order Docket No. 04-050-S 11/04/2004 Wall Street Advisor Services, LLC
Order Docket No. 15-006-S 07/07/2015 Michael J. Bombardier
Order Docket No. 13-046-S 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Order Docket No. 11-094-I 01/04/2012 Kemener M. Whalen
Order Docket No. 11-097-I 01/30/2012 United Healthcare
Order Docket No. 13-040-I 11/07/2013 Lorraine L. Locke
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 14-088-B 12/22/2014 Debra Kinney
Order Docket No. 16-010-B 05/23/2016 Prosper Marketplace, Inc and Prosper Funding, LLC
Order Docket No. 09-074-H 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance

Pages