DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Namesort ascending Effective Date Title
Order Docket No. 13-001-S 02/08/2013 UVest Financial Services Group, Inc.
Order Docket No. 13-001-S 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 13-001-S 03/08/2013 ProEquities, Inc.
Order Docket No. 12-058-I 01/30/2013 Barbara Shay
Order Docket No. 12-056-I 01/30/2013 William A. Newburn
Order Docket No. 12-055-I 01/30/2013 Charmaine Holtz
Order Docket No. 12-052-I 01/22/2013 Jeffrey Douglas Penta
Order Docket No. 12-050-B (Amended) 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union
Order Docket No. 12-049-I 01/18/2013 Joan Louise Warner
Order Docket No. 12-048-I 01/18/2013 Crystal F. Welle
Order Docket No. 12-047-I 01/18/2013 Dylan A. Molina
Order Docket No. 12-045-I 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 12-044-I 01/18/2013 Tasheanna Barnes
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 12-042-I 01/11/2013 Robin Louella Hixon
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 12-039-I 02/05/2013 Christie Glenn
Order Docket No. 12-038-I 01/24/2013 Lance M. Zeidman
Order Docket No. 12-037-S 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Order Docket No. 12-025-I 08/28/2012 Maria G. Gonzalez
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 12-022-S 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.

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