DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Namesort ascending Effective Date Title
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 12-039-I 02/05/2013 Christie Glenn
Order Docket No. 12-038-I 01/24/2013 Lance M. Zeidman
Order Docket No. 12-037-S 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Order Docket No. 12-025-I 08/28/2012 Maria G. Gonzalez
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 12-022-S 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order Docket No. 12-022-S 02/13/2013 Order Removing Conditions from Ronald Berman and AXIOM Capital Management
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Market Conduct Docket No. 12-014-I 05/22/2012 Order Adopting Report Of Examination of NCCI
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 12-006-I 04/20/2012 Kevin J. Whitney
Order Docket No. 12-005-I 04/20/2012 Roy Allen Gray
Order Docket No. 12-003-S 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 12-002-I 09/26/2013 Nation Safe Drivers of Florida
Order Docket No. 12-002-I 06/10/2015 Nation Motor Club, LLC d/b/a Nation Safe Drivers
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 11-102-B 11/21/2011 SunTrust Mortgage, Inc.
Order Docket No. 11-097-I 01/30/2012 United Healthcare
Order Docket No. 11-095-I 11/16/2011 Joseph D. Zorn, Jr.

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