DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Type Namesort ascending Effective Date Title
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union
Order Docket No. 12-049-I 01/18/2013 Joan Louise Warner
Order Docket No. 12-048-I 01/18/2013 Crystal F. Welle
Order Docket No. 12-047-I 01/18/2013 Dylan A. Molina
Order Docket No. 12-045-I 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 12-044-I 01/18/2013 Tasheanna Barnes
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 12-042-I 01/11/2013 Robin Louella Hixon
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 12-039-I 02/05/2013 Christie Glenn
Order Docket No. 12-038-I 01/24/2013 Lance M. Zeidman
Order Docket No. 12-037-S 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Order Docket No. 12-025-I 08/28/2012 Maria G. Gonzalez
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 12-022-S 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order Docket No. 12-022-S 02/13/2013 Order Removing Conditions from Ronald Berman and AXIOM Capital Management
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Market Conduct Docket No. 12-014-I 05/22/2012 Order Adopting Report Of Examination of NCCI
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 12-006-I 04/20/2012 Kevin J. Whitney

Pages