DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services Inc.
Order Docket No. 14-028-B Wed, 06/11/2014 MH Pillars, Inc d.b.a Payza
Order Docket No. 13-002-I Thu, 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 11-078-I Fri, 12/09/2011 Ian M. Miller
Order Docket No. 11-007-S Sat, 02/05/2011 Henry Corrao and EKN Financial Services, Inc.
Order Docket No. 10-044-B Thu, 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 10-043-B Thu, 07/15/2010 QuoteMatch, LLC.
Order Docket No. 13-043-I Fri, 01/31/2014 Direct enrollment in VHC modified
Order Docket No. 14-092-S Wed, 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I Fri, 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 11-081-I Thu, 11/17/2011 Todd W. Mugford
Order Docket No. 09-074-H Mon, 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Order Docket No. 10-042-B Thu, 07/15/2010 1st Citizen Mortgage, LLC. d/b/a Champlain Valley Mortgage
Order Docket No. 10-051-I Fri, 07/23/2010 Monumental Life Insurance Company
Order Docket No. 13-046-S Mon, 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Order Docket No. 14-013-S Thu, 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I Mon, 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 11-097-I Mon, 01/30/2012 United Healthcare
Order Docket No. 15-019-I Tue, 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No. 09-078-1 Wed, 02/10/2010 Agri-Services Agency, LLC
Order Docket No. 11-082-I Fri, 03/23/2012 Corbett A. Nielsen
Order Docket No. 10-041-B Thu, 07/15/2010 6:10 Services d/b/a Debt Free America
Order Docket No. 10-057-I Mon, 07/19/2010 Karianne Scott
Order Docket No. 14-016-S Wed, 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Superior Court Docket No. 881-11-09 Wed, 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order

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