DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 05-059-S 11/17/2005 Axiom Capital Management
Order Docket No. 15-015-I 07/02/2015 Bluestone Life Insurance Company
Order Docket No. 11-088-I 12/12/2011 Jason E. Romero
Order Docket No. 14-040-I 12/23/2014 Steve Stokeling
Order Docket No. 16-006-I 03/07/2016 Liberty Mututal Insurance Co et. al.
Order Docket No. 15-007-B 05/15/2015 MSA Mortgage, LLC
Order Docket No. 13-003-I 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 17-001-I 02/09/2017 Yourpeople, Inc., d/b/a Zenefits FTW Insurance Services
Order Docket No. 13-006-I 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 14-015-I 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 10-030-S 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 04-050-S 11/04/2004 Wall Street Advisor Services, LLC
Order Docket No. 11-092-I 12/12/2011 Walter G. Wade
Order Docket No. 16-042-I 12/21/2016 MVP Health Plan, Inc. and MVP Health Insurance Company
Order Docket No. 13-030-I 08/04/2014 Alicia Marie Goodman a/k/a Lisa Goodman; David Charles Goodman
Order Docket No. 15-004-B 03/11/2015 PYC, Inc. BLU-BIN, Inc.
Order Docket No. 10-038-S 05/14/2010 Peter Van Hamm and Meyers Associates, L.P.
Order Docket No. 15-006-S 07/07/2015 Michael J. Bombardier
Order Docket No. 11-094-I 01/04/2012 Kemener M. Whalen
Order Docket No. 09-084-B 07/08/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Nonprofit Institutions Of Higher Education Exemption
Order Docket No. 13-040-I 11/07/2013 Lorraine L. Locke
Order Docket No. 11-008-S 03/14/2011 Robert Cully and Winslow, Evans & Crocker, Inc.
Order Docket No. 14-088-B 12/22/2014 Debra Kinney
Order Docket No. 16-010-B 05/23/2016 Prosper Marketplace, Inc and Prosper Funding, LLC

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