DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 15-030-I 12/29/2015 Timothy J. Clain
Order Docket No. 13-031-I 10/22/2013 Dairyland Insurance Co. of Wisconsin
Order Docket No. 12-048-I 01/18/2013 Crystal F. Welle
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 11-068-I 01/04/2012 Mitchell R. Fleischer
Order Docket No. 11-025-B 05/27/2011 Mortgage Access Corp. d/b/a Weichert Financial Services
Order Docket No. 17-015-B 06/16/2017 Glenview Auto Loan Fund LLC—Amendment to May 26, 2017 Cease and Desist Order
Order Docket No. 13-049-S 09/28/2015 Tucker Financial Services, Inc and Daniel Burgess
Order Docket No. 13-022-S 11/07/2013 Surety Services LLC of Delaware
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 12-006-I 04/20/2012 Kevin J. Whitney
Order Docket No. 11-069-I 01/09/2012 Richard J. Flinn
Order Docket No. 11-014-B 05/20/2011 The Clearinghouse Community Financial Development Institution
Order Docket No. 10-080-S 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont
Order Docket No. 14-026-I 09/09/2014 Deborah L. Lefaivre
Order Docket No. 15-040-B 11/19/2015 Prospect Mortgage, LLC
Order Docket No. 13-043-I 11/07/2013 Order to smooth transition to VHC
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 12-038-I 01/24/2013 Lance M. Zeidman
Order Docket No. 11-007-S 07/18/2012 In the matter of: Henry Corrao and EKN Financial Services
Order Docket No. 11-073-I 12/12/2011 Tisha A. Langston-Slater
Order Docket No. 11-012-B 05/20/2011 Novelle Financial Services, Inc.
Order Docket No. 16-036-I 06/26/2017 Deborah Lefaivre
Order Docket No. 13-047-S 11/15/2013 State Farm Mutual Funds
Order Docket No. 16-027-S 09/26/2016 Gregory Lambesis

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