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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Sort descending Name Effective Date Title
Order IAIC Final Stipulation Order Fri, 08/05/2022 IAIC Final Stipulation Order
Order Docket No. 22-019-I Fri, 06/24/2022 Audio-Only Telephone Services Order
Order Docket No. 22-008-I Mon, 06/20/2022 Stewart Default Judgment and Order
Order Docket No. 22-011-S Fri, 06/17/2022 Chadwick Stipulation and Interim Consent Order
Order Docket No. 21-022-I Tue, 06/14/2022 Premier Health Solutions Stipulation and Consent
Order Docket No. 22-006-I Tue, 05/31/2022 Michael Smith Default Judgment and Order
Order Docket No. 21-053-S (Withdrawal) Thu, 05/19/2022 Withdrawal of Ex Parte Order to Cease and Desist
Order Docket No. 22-012-B | Extension Thu, 06/08/2023 High-Rate Mortgage Loan Disclosure Order
Order Docket No. 22-011-S Tue, 05/03/2022 Chadwick Ex Parte Order to Cease and Desist
Order Docket No. 21-038-I Mon, 04/11/2022 Acadia Insurance Stipulation And Consent Order
Order Docket No. 22-001-I Tue, 04/05/2022 Amanda Eubank Default Judgment And Order
Order Docket No. 22-002-I Tue, 04/05/2022 Kristen Joy Szekely Default Judgment and Order
Order Docket No. 15-006-S Tue, 07/07/2015 Michael Bombardier Stipulation and Consent
Order Docket No. 20-041-I Thu, 03/18/2021 Wurtz Stipulation and Consent Order
Order Docket No. 22-003-B Fri, 03/18/2022 Tally Technologies, Inc. Stipulation and Consent Order
Order Docket No. 22-007-B Wed, 03/16/2022 Bank of Burlington - Order Granting Permission to Organize as an Investor-Owned Universal Financial Institution
Order Docket No. 21-051-S Wed, 03/16/2022 Robinhood Financial Stipulation and Consent Order
Order Docket No. 14-023-S Mon, 07/21/2014 Vermont Solar / Utility No-Action "SUN" Exemption
Order Docket No. 21-0-005-I Sun, 03/06/2022 SHIP Ex Parte Order to Cease and Desist
Order Docket No. 21-025-S Mon, 02/14/2022 BlockFi Consent Order
Order Docket No. 21-030-I Fri, 11/05/2021 William Gillus Default Judgment and Order
Order Docket No. 21-036-I Fri, 11/05/2021 Marco Antonio Vasquez Default Judgment and Order
Order Docket No. 21-035-I Fri, 11/05/2021 Paul Haan Default Judgment and Order
Order Docket No. 21-034-I Fri, 11/05/2021 Benjamin Feick Default Judgment and Order
Order Docket No. 16-038-S Tue, 04/26/2016 LPL Financial Consent Order