DFR Regulations, Orders, Bulletins & Market Conduct Exams
Results can be sorted by clicking on a column title.
| Type | Name |
Effective Date |
Title |
|---|---|---|---|
| Bulletin | Insurance Bulletin #158 | Thu, 07/01/2010 | Withdrawal of Unnessary or Superceded Bulletins |
| Order | Docket No. 04-010-S | Fri, 06/25/2010 | Gary L. Saccaro and Paulson Investment Co., Inc. |
| Order | Docket No. 10-052-S | Tue, 06/15/2010 | John D. Buglisi & Rockwell Global Capital, LLC |
| Order | Docket No. 09-131-H | Tue, 06/01/2010 | Blue Cross and Blue Shield of Vermont |
| Order | Docket No. 09-183-H | Tue, 05/25/2010 | Anthem Blue Cross & Blue Shield |
| Order | Docket No. 10-038-S | Fri, 05/14/2010 | Peter Van Hamm and Meyers Associates, L.P. |
| Order | Docket No. 10-030-S | Tue, 05/11/2010 | Wells Fargo Investments, LLC |
| Order | Docket No. 10-035-I | Mon, 05/03/2010 | James Z. Remington, Jr. |
| Order | Docket No. 10-029-S | Tue, 04/27/2010 | UBS Securities, LLC and UBS Financial Services, Inc. |
| Order | Docket No. 10-032-S | Tue, 04/27/2010 | Goldman, Sachs & Co. |
| Order | Docket No. 10-031-S | Thu, 04/22/2010 | Stifle, Nicolaus & Company, Inc. |
| Order | Docket No. 10-033-B | Mon, 04/19/2010 | Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies |
| Regulation | Reg-H-2008-04 | Thu, 04/01/2010 | Health Insurance Claims Administration Rule |
| Order | Docket No. 10-028-S | Thu, 03/11/2010 | Lisa M. Graves |
| Order | Docket No. H-09-063 | Mon, 03/08/2010 | United Health Group |
| Order | Docket No. 09-094-1 | Wed, 02/10/2010 | 2Morrow Studio/Build, Inc. |
| Order | Docket No. 09-078-1 | Wed, 02/10/2010 | Agri-Services Agency, LLC |
| Bulletin | Insurance Bulletin #157 | Fri, 01/22/2010 | Limited Lines Producer Licenses |
| Order | Docket No. 10-002-S | Fri, 01/15/2010 | Lincoln Financial Securities Corporation |
| Order | Docket No. 10-003-S | Fri, 01/15/2010 | Burton J. Steen |
| Regulation | Reg-I-2009-06 | Mon, 01/04/2010 | Annual Financial Reporting Regulation |
| Bulletin | Health Care Bulletin #130 | Mon, 01/04/2010 | Clarification of Effective Dates of Long Term Care Regulation H-2009-01 |
| Regulation | Reg-H-2009-01 | Fri, 01/01/2010 | Long-Term Care Insurance Regulation |
| Regulation | Reg-H-2009-03 | Thu, 12/17/2009 | Consumer Protection and Quality Requirements for Managed Care Organizations |
| Order | Docket No. 09-096-I | Fri, 11/20/2009 | Liberty Mutual Ins. Company Order to Show Cause |