DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Typesort ascending Name Effective Date Title
Regulation Reg-99-2 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Regulation Reg. I-2013-01 Tue, 10/01/2013 Guidelines for distinguishing between primary and specialty mental health and substance abuse services
Regulation Reg-H-2005-3 Fri, 08/05/2005 Health Insurance Coverage For Cancer Clinical Trials
Regulation Reg-C-2006-02 Sun, 04/01/2007 Captive Insurance Companies Reinsuring LIfe Insurance Policies
Regulation Reg-71-1 Thu, 03/01/1973 Advertisement of Accident and Sickness Insurance
Regulation Reg-95-04(Ins) Mon, 02/05/1996 Viatical Settlements
Regulation S-2015-01 Sat, 07/11/2015 Vermont Small Business Offerings
Regulation Reg-71-2(ins) Thu, 12/25/2014 Insurance Holding Company Systems
Regulation Reg-97-01(Ins) Sat, 05/10/1997 Oversight of Fees Charged by the NAIC and Retaliatory Action by the State of Vermont
Regulation B-06-1 Tue, 07/01/2014 Regulation B-06-1: Pertaining to State-Chartered Credit Unions
Regulation Reg-82-01(Ins) Mon, 05/01/2000 Hearing Procedures (Revised 05-01-2000)
Regulation Reg-97-02(Ins) Wed, 12/31/1997 Risk Based Capital (RBC) for Property and Casualty Insurers
Regulation B-2014-01 Tue, 07/01/2014 Record Retention: Financial Institutions, Credit Unions, Independent Trust Companies & Licensees
Regulation Reg-84-01 Thu, 01/01/1987 Credit Life and Credit Accident & Health Insurance (Revised 01-1987)
Regulation Reg-97-03 (Revised) Thu, 08/27/2015 Credit for Reinsurance
Regulation Reg-88-01(Ins) Sun, 01/01/1989 Reporting of Financial & Statistical Data by Property & Casualty Insurance Companies
Regulation Reg-97-04 Wed, 01/01/1997 Actuarial Opinion and Memorandum
Regulation Reg-H-2011-02 Fri, 07/01/2011 Independent External Review of Health Care Service Decisions
Order Docket No. 10-003-S Fri, 01/15/2010 Burton J. Steen
Order Docket No. 14-024-S Tue, 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 12-011-I Wed, 07/18/2012 Michael Paul Ippolito
Order Docket No. 13-011-I Wed, 12/17/2014 Prest & Associates, Inc.
Order Docket No. 11-021-B Fri, 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Docket No. 13-018-B Mon, 09/16/2013 Zackary Nathan Tierney
Order Docket No. 06-43-S Fri, 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.

Pages