DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Regulation Reg-99-02(Bnk) 07/01/1999 Conversion of a Federal Credit Union into a State Chartered Credit Union
Regulation Reg. H-2000-03 04/02/2001 Health Insurance Coverage of Mental Health and Substance Abuse Services
Regulation Reg. I-2015-01 03/30/2016 Corporate Governance Annual Disclosure
Regulation Reg. 88-01(Ins) 01/01/1989 Reporting of Financial & Statistical Data by Property & Casualty Insurance Companies
Regulation Reg. I-2000-01-IH 01/01/2001 Civil Unions
Regulation Reg. 88-03 01/15/1989 Variable Life Insurance
Regulation Reg. 88-04(Ins) 01/01/2015 Mortality Tables for Life Insurance & Annuities
Regulation Reg. 90-01(Ins) 05/06/1991 Rules Governing Intermunicipal Insurance Agreements
Regulation Reg. 91-4b 11/01/1992 Minimum Standards for Compliance with Title 8 V.S.A. §4980a (small group)
Regulation Reg. 93-03(Ins) 06/03/1993 Investments in Medium and Low Grade Obligations
Regulation Reg. C-2012-1 07/17/2012 Annual Financial Reporting Regulation For Risk Retention Groups Chartered In This State
Regulation Reg. 93-4 06/03/1993 Uniform Claims Forms and Uniform Standards and Procedures for Processing
Regulation Reg. I-2016-02 05/15/2017 Business Entity Limited Lines Producer For Travel Insurance License
Regulation Reg. H-2009-05 08/30/2010 Hospital Community Reports
Regulation Reg. 93-05 03/16/1998 Minimum Standards for Compliance with Title 8 V.S.A. §4080b (non-group)
Regulation S-2015-01 07/11/2015 Vermont Small Business Offerings
Regulation S-2016-01 (Rev.) 05/15/2017 Vermont Securities Regulations
Regulation Reg. 94-02 10/01/1994 Managing General Agents, Reinsurance Intermediaries, Producer Controlled Insurers
Regulation Reg. I-2011-03 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations
Order Docket No. 11-008-S 04/02/2014 Robert Cully & Winslow, Evans & Crocker
Order Docket No. 17-015-B 05/26/2017 Glenview Auto Loan Fund LLC
Order Docket No. 12-042-I 01/11/2013 Robin Louella Hixon
Order Docket No. 13-008-I 04/11/2013 Ullico Casualty Company
Order Docket No. 10-059-H 10/29/2010 Aetna Insurance Company
Order Docket No. 13-021-B 07/29/2013 Securities Finance Trust Company

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