DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Regulation Reg-76-01(Ins) Thu, 01/15/1976 Maintanence of Complaint Records
Regulation Reg-93-01 Sat, 10/01/1994 Life and Health Reinsurance Agreements
Regulation Reg-I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License For Portable Electronics Insurance
Regulation Reg-99-02(Bnk) Thu, 07/01/1999 Conversion of a Federal Credit Union into a State Chartered Credit Union
Regulation Reg-I-2009-06 Mon, 01/04/2010 Annual Financial Reporting Regulation
Regulation Reg-I-2010-03 Sun, 05/15/2011 Property & Casualty Insurance Filing Procedures & Reporting Requirements
Regulation Reg-H-2000-03 Mon, 04/02/2001 Health Insurance Coverage of Mental Health and Substance Abuse Services
Regulation Reg-77-2 (revised 1980) Wed, 10/01/1980 Life Insurance Solicitation Regulation
Regulation Reg-H-2010-01 Tue, 08/17/2010 Certificate of Need Program Procedures
Regulation Reg-C-81-2 Tue, 07/17/2012 Captive Insurance Financial Regulation
Regulation Reg. I-2013-01 Tue, 10/01/2013 Guidelines for distinguishing between primary and specialty mental health and substance abuse services
Regulation Regulation S-2016-01 Fri, 07/01/2016 Vermont Securities Regulations
Regulation S-2015-01 Sat, 07/11/2015 Vermont Small Business Offerings
Regulation Reg-99-2 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Regulation Reg-H-2005-3 Fri, 08/05/2005 Health Insurance Coverage For Cancer Clinical Trials
Regulation Reg-C-2006-02 Sun, 04/01/2007 Captive Insurance Companies Reinsuring LIfe Insurance Policies
Regulation Reg-I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Order Docket No: 13-003-I Tue, 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 12-055-I Wed, 01/30/2013 Charmaine Holtz
Order Docket No. 09-097-B Thu, 07/23/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Licensed Lender Statute Exemption For Nonprofit 501(c) Organizations That Conduct Their Lending Activities Through Revolving Loan Funds
Order Docket No. 13-055-I Mon, 12/16/2013 John J. Brendel, Jr.
Order Docket No. 11-008-S Mon, 03/14/2011 Robert Cully and Winslow, Evans & Crocker, Inc.
Order Docket No. 13-020-B Mon, 09/16/2013 Brandon Thomas Maddick
Order Docket No. 16-017-I Mon, 06/27/2016 Ryan Moore
Order Docket No. 10-072-S Wed, 08/25/2010 Adam Sclafani and John Thomas Financial