DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort ascending
Order Docket No. 14-040-I 12/23/2014 Steve Stokeling
Bulletin Banking Bulletin #32 12/10/2007 Statement on Subprime Mortgage Lending
Order Docket No. 17-017-B 06/05/2017 State Regulatory Registry LLC and Nationwide Multistate Licensing System
Order Docket No. 13-047-S 11/15/2013 State Farm Mutual Funds
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Bulletin Insurance Bulletin # 57 02/26/1982 State Cooperation--Prosecution of Federal Medigap Law Violations
Order Docket No. 17-008-S 04/03/2017 Stanley Fishkin: Crow Hill Capital, Ltd.; Crow Hill Ventures, Ltd.
Regulation Reg. H-2002-03(IH) 11/24/2008 Standards for Safeguarding Customer Information
Bulletin Insurance Bulletin #137 01/01/2002 Standards for Commercial Lines Terrorism Exclusions Covering Vermont Risks; Expedited Approval for Certain Types of Commercial Lines Terrorism Exclusions
Bulletin Insurance Bulletin # 69 07/08/1983 Standard Nonforfeiture and Valuation Laws for Life Insurance, Implementation of 1983 Amendments
Order Docket No. 09-074-H 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Order Docket No. 14-023-S 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 14-022-S 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Bulletin Insurance Bulletin #135 12/13/2001 Social Host Endorsement for Homeowner Policies
Bulletin Insurance Bulletin #136 12/13/2001 Social Host Endorsement for Automobile Liability Policies
Order Docket No. 15-021-B 07/15/2015 Sherman, Clay & Co
Order Docket No. 13-010-B 05/13/2013 Shelter Mortgage Company, LLC.
Order Docket No. 13-016-S 12/05/2013 Settlement Against RBC Capital Markets
Order Docket No. 13-046-S 12/11/2013 Settlement against CCO Investment Corp
Bulletin BISHCA Bulletin # 1 12/21/2007 Security Breach Notification Guidance
Bulletin DFR Bulletin # 3 08/06/2013 Security Breach Notice Act Bulletin
Order Docket No. 13-021-B 07/29/2013 Securities Finance Trust Company
Regulation Reg-99-01(Bnk) 12/01/1999 Secured Credit Cards
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Bulletin Securities Bulletin S-2015-02 10/21/2015 Sales or Investment Advice Related to Securities Products by Insurance Producers

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