DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Datesort ascending Title
Order Docket No. 12-039-I Tue, 02/05/2013 Christie Glenn
Order Docket No. 12-058-I Wed, 01/30/2013 Barbara Shay
Order Docket No. 12-055-I Wed, 01/30/2013 Charmaine Holtz
Order Docket No. 12-056-I Wed, 01/30/2013 William A. Newburn
Order Docket No. 12-038-I Thu, 01/24/2013 Lance M. Zeidman
Order Docket No. 12-052-I Tue, 01/22/2013 Jeffrey Douglas Penta
Order Docket No. 12-049-I Fri, 01/18/2013 Joan Louise Warner
Order Docket No. 12-048-I Fri, 01/18/2013 Crystal F. Welle
Order Docket No. 12-044-I Fri, 01/18/2013 Tasheanna Barnes
Order Docket No. 12-047-I Fri, 01/18/2013 Dylan A. Molina
Order Docket No. 12-022-S Thu, 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order Docket No. 12-042-I Fri, 01/11/2013 Robin Louella Hixon
Order Docket No. 12-045-I Wed, 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 12-043-I Wed, 01/02/2013 Mark Patrick Santos
Order Docket No. 12-050-B (Amended) Fri, 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 11-023-I Mon, 12/10/2012 Hartford Stipulation and Consent Order
Order Docket No. 12-050-B Thu, 11/29/2012 Border Lodge Credit Union
Bulletin Insurance Bulletin #172 Thu, 11/15/2012 Adjuster Licensing Requirements and Staff Adjusters
Order Docket No. 12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Bulletin Health Care Bulletin #135 Mon, 11/05/2012 Integration of the Treatment For Mental Health, Substance Abuse And Physical Health
Bulletin Banking Bulletin #38 Thu, 11/01/2012 Clarification of Declared Rate for 9 V.S.A. §104 (High Rate Loans) and Reg. B-98-2 (High Rate, High Point Notices for Residential Real Estate Loans)
Bulletin Insurance Bulletin #171 Fri, 10/26/2012 Out-of-Pocket Maximum For Prescription Drugs
Order Docket No. 12-020-B Fri, 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 12-021-B Fri, 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Bulletin Banking Bulletin #37 Fri, 10/05/2012 Clarification of the application of 8 V.S.A. § 14103 to state-chartered credit unions

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