DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 10-024-I 11/15/2010 International Fidelity Insurance Company
Order Docket No. 14-087-I 03/05/2015 John P. Gutschlag
Order Docket No. 10-033-B 04/19/2010 Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies
Order Docket No. 06-43-S 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 16-007-I 03/07/2016 Liberty Insurance Corp & Safeco Insurance Company of America
Order Docket No. 12-037-S 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 11-086-I 12/12/2011 Ronald R. Prohaska
Order Docket No. 10-096-I 10/14/2010 Liberty Mutual Group
Order Docket No. 14-040-I 12/23/2014 Steve Stokeling
Order Docket No. 09-131-H 06/01/2010 Blue Cross and Blue Shield of Vermont-supplemental order
Order Docket No. 13-046-S 12/11/2013 Settlement against CCO Investment Corp
Order Docket No. 16-006-I 03/07/2016 Liberty Mututal Insurance Co et. al.
Order Docket No. 15-015-I 07/02/2015 Bluestone Life Insurance Company
Order Docket No. 11-088-I 12/12/2011 Jason E. Romero
Order Docket No. 09-109-B 12/13/2010 Margaret (Peggy) Cottrell
Order Docket No. 13-006-I 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 09-183-H 05/25/2010 Anthem Blue Cross & Blue Shield
Order Docket No. 12-022-S 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order Docket No. 14-015-I 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 11-023-I 12/10/2012 Hartford Stipulation and Consent Order
Order Docket No. 15-007-B 05/15/2015 MSA Mortgage, LLC
Order Docket No. 12-003-S 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 10-053-I 12/29/2010 Life Insurance Company of the Southwest

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