DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort descending
Order No: 14-016-S Wed, 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Regulation Reg-93-02(Ins) Thu, 06/03/1993 Defining Standards and Commissioner Authority for Companies Deemed to be in Hazardous Financial Condition
Bulletin Health Care Bulletin #113 Thu, 09/02/2004 Definition of Credible Coverage
Order Ord-12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Bulletin Health Care Bulletin #108 Thu, 10/12/2000 Diabetes Self-management Training and Education Required by 8 V.S.A. §4089c
Order Docket No. 13-043-I Fri, 01/31/2014 Direct enrollment in VHC modified
Regulation Reg-78-01(Ins) Tue, 05/01/1979 Disclosure (Revised 4/95)
Bulletin Health Care Bulletin #127 Wed, 10/22/2008 Discrimination Against Disability Due to Mental Health Condition Prohibited in Disability Income Replacement Insurance
Bulletin Banking Bulletin #25 Mon, 10/21/2002 Documentation Fees
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont
Bulletin Health Care Bulletin #101 Thu, 10/01/1998 Elimination Periods in Disability Policies
Bulletin Insurance Bulletin #134 Thu, 11/08/2001 Exclusion of Coverage for Punititive Damages in Policies Issued by Surplus Lines Carriers
Regulation Reg-79-02(Ins) Sat, 09/01/1979 Fair Claims Practices (Agents, Adjusters, etc.)
Regulation Reg-S-2008-01 Thu, 01/01/2009 Filing Rule for Securities Offered under Regulation D, Rule 506
Bulletin Banking Bulletin #36 Thu, 05/10/2012 Financial Advisors – Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #140 Mon, 05/20/2002 Fire Loss Report Form (DPS 508) No Longer Required
Regulation Reg-98-01(Bnk) Fri, 01/01/1999 Form, Content & Timing of Residential Real Estate Mortgage Loan Commitment Letters
Order Docket No. 04-010-S Fri, 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket# 13-046-S Mon, 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Market Conduct Docket No. 05-009-I Fri, 04/15/2005 Glenbrook LIfe & Annuity Company
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman, Sachs & Co.
Bulletin Insurance Bulletin #100 Tue, 05/21/1991 Group Conversion Policy Premium
Bulletin Insurance Bulletin # 61 Thu, 09/09/1982 Group Insurance/Trust Arrangements
Bulletin C-2014-01 Mon, 01/27/2014 Guidance for Special Purpose Financial Insurers
Bulletin Insurance Bulletin #177 Mon, 07/01/2013 Guidance Regarding Prohibited Discrimination in Health Insurance Coverage Under Act 35 of 2013

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