DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort ascending
Order Docket No. 16-017-I 06/27/2016 Ryan Moore
Regulation Reg-95-03 09/01/1995 Rules Governing Nonprofit Corportation Workers' Compensation Programs
Regulation Reg-90-01(Ins) 05/06/1991 Rules Governing Intermunicipal Insurance Agreements
Regulation Reg-99-2 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Regulation S-2011-03 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations S
Regulation Reg-I-2011-03 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations
Order Docket No. 12-005-I 04/20/2012 Roy Allen Gray
Order Docket No. 11-086-I 12/12/2011 Ronald R. Prohaska
Order Docket No. 12-022-S 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 12-042-I 01/11/2013 Robin Louella Hixon
Order Docket No. 14-001-S 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 11-008-S 03/14/2011 Robert Cully and Winslow, Evans & Crocker, Inc.
Order Docket No. 11-008-S 04/02/2014 Robert Cully & Winslow, Evans & Crocker
Order Docket No. 13-039-I 10/02/2014 Robert Antonacci
Regulation Reg-97-02(Ins) 12/31/1997 Risk Based Capital (RBC) for Property and Casualty Insurers
Order Docket No. 11-069-I 01/09/2012 Richard J. Flinn
Bulletin Insurance Bulletin #178 07/15/2013 Revision of 18 V.S.A. § 9418b(g)(4) time frame for responding to a non-urgent prior authorization request and related clarifications
Bulletin Insurance Bulletin # 192 04/12/2017 Reporting Requirements, Rule H-2009-03: Consumer Protection and Quality Requirements for Managed Care Organizations
Regulation Reg-88-01(Ins) 01/01/1989 Reporting of Financial & Statistical Data by Property & Casualty Insurance Companies
Order Docket No. 16-001-S 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Bulletin Health Care Bulletin #111 07/09/2002 Repeal of Bulletin 87 (Alcohol Benefit Statistics)
Order Docket No. 10-020-H 10/07/2010 Reliance Standard Life Insurance Company
Regulation C-2012-2 07/17/2012 Regulation C-2012-2; Holding Company System Regulations for Risk Retention Groups Chartered in Vermont
Regulation B-06-1 07/01/2014 Regulation B-06-1: Pertaining to State-Chartered Credit Unions

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