DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Namesort descending Effective Date Title
Order Docket No. 11-077-I 12/19/2011 Mark Edward McGinnis
Order Docket No. 11-078-I 12/09/2011 Ian M. Miller
Order Docket No. 11-081-I 11/17/2011 Todd W. Mugford
Order Docket No. 11-082-I 03/23/2012 Corbett A. Nielsen
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 11-086-I 12/12/2011 Ronald R. Prohaska
Order Docket No. 11-088-I 12/12/2011 Jason E. Romero
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 11-092-I 12/12/2011 Walter G. Wade
Order Docket No. 11-094-I 01/04/2012 Kemener M. Whalen
Order Docket No. 11-095-I 11/16/2011 Joseph D. Zorn, Jr.
Order Docket No. 11-097-I 01/30/2012 United Healthcare
Order Docket No. 11-102-B 11/21/2011 SunTrust Mortgage, Inc.
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 12-002-I 09/26/2013 Nation Safe Drivers of Florida
Order Docket No. 12-002-I 06/10/2015 Nation Motor Club, LLC d/b/a Nation Safe Drivers
Order Docket No. 12-003-S 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 12-005-I 04/20/2012 Roy Allen Gray
Order Docket No. 12-006-I 04/20/2012 Kevin J. Whitney
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Market Conduct Docket No. 12-014-I 05/22/2012 Order Adopting Report Of Examination of NCCI
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement

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