DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 16-025-S Tue, 06/28/2016 Wells Fargo Advisors LLC
Order Docket No. 11-008-S Wed, 04/02/2014 Robert Cully & Winslow, Evans & Crocker
Order Docket No. 12-042-I Fri, 01/11/2013 Robin Louella Hixon
Order Docket No. 10-059-H Fri, 10/29/2010 Aetna Insurance Company
Order Docket No. 13-008-I Thu, 04/11/2013 Ullico Casualty Company
Order Docket No. 13-055-I Mon, 12/16/2013 John J. Brendel, Jr.
Order Docket No. 13-016-S Thu, 12/05/2013 Settlement Against RBC Capital Markets
Order Docket No. 13-020-B Mon, 09/16/2013 Brandon Thomas Maddick
Order Docket No. 16-017-I Mon, 06/27/2016 Ryan Moore
Order Docket No. 12-055-I Wed, 01/30/2013 Charmaine Holtz
Order Docket No. 10-027-1 Mon, 10/04/2010 Acadia Insurance Company
Order Docket No. 06-43-S Fri, 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 13-011-I Wed, 12/17/2014 Prest & Associates, Inc.
Order Docket No. H-09-063 Mon, 03/08/2010 United Health Group
Order Docket No. 13-018-B Mon, 09/16/2013 Zackary Nathan Tierney
Order Docket No. 16-019-B Thu, 06/30/2016 Benaissance, LLC F/K/A Coco Development, LLC
Order Docket No. 12-002-I Wed, 06/10/2015 Nation Motor Club, LLC d/b/a Nation Safe Drivers
Order Docket No. 12-011-I Wed, 07/18/2012 Michael Paul Ippolito
Order Docket No. 10-024-I Mon, 11/15/2010 International Fidelity Insurance Company
Order Docket No. 11-058-I Wed, 11/16/2011 Edward L. Austin, III
Order Docket No. 10-033-B Mon, 04/19/2010 Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies
Order Docket No. 13-017-B Mon, 09/16/2013 David Leonard Rome
Order Docket No. 15-024-I Thu, 07/07/2016 Interstate National Dealer Services, Inc.
Order Docket No. 12-007-I Fri, 04/20/2012 Roland C. Matatics
Order Docket No. 10-096-I Thu, 10/14/2010 Liberty Mutual Group

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