DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 10-033-B Mon, 04/19/2010 Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies
Order Docket No. 11-078-I Fri, 12/09/2011 Ian M. Miller
Order Docket No. 10-044-B Thu, 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 10-096-I Thu, 10/14/2010 Liberty Mutual Group
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services Inc.
Order Docket No. 14-028-B Wed, 06/11/2014 MH Pillars, Inc d.b.a Payza
Order Docket No. 09-131-H Tue, 06/01/2010 Blue Cross and Blue Shield of Vermont-supplemental order
Order Docket No. 11-081-I Thu, 11/17/2011 Todd W. Mugford
Order Docket No. 10-043-B Thu, 07/15/2010 QuoteMatch, LLC.
Order Docket No. 14-092-S Wed, 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I Fri, 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 09-183-H Tue, 05/25/2010 Anthem Blue Cross & Blue Shield
Order Docket No. 15-019-I Tue, 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No. 12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 11-082-I Fri, 03/23/2012 Corbett A. Nielsen
Order Docket No. 12-003-S Thu, 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 10-042-B Thu, 07/15/2010 1st Citizen Mortgage, LLC. d/b/a Champlain Valley Mortgage
Order Docket No. 09-109-B Mon, 12/13/2010 Margaret (Peggy) Cottrell
Order Docket No. 14-013-S Thu, 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I Mon, 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 10-035-I Mon, 05/03/2010 James Z. Remington, Jr.
Order Docket No. 13-046-S Wed, 12/11/2013 Settlement against CCO Investment Corp
Order Docket No 15-018-I Mon, 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 11-083-I Tue, 11/29/2011 Frederick J. O'Brien
Order Docket No. 10-041-B Thu, 07/15/2010 6:10 Services d/b/a Debt Free America

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