DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 15-021-B 07/15/2015 Sherman, Clay & Co
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 11-095-I 11/16/2011 Joseph D. Zorn, Jr.
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 13-048-I 11/19/2013 Jessica J. Myers
Order Docket No. 13-033-B 01/10/2014 Lisa Marie Fendelet
Order Docket No. 16-020-I 01/01/2017 Stop Loss Attachment Points
Order Docket No. 15-020-I 07/15/2015 GEICO
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-030-I 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 12-044-I 01/18/2013 Tasheanna Barnes
Order Docket No. 13-056-I 04/16/2014 Redonda Lawrence Russell
Order Docket No. 13-026-B 09/09/2013 NetSpend Corporation
Order Docket No. 16-001-S 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Order Docket No. 17-001-I 02/09/2017 Yourpeople, Inc., d/b/a Zenefits FTW Insurance Services
Order Docket No. 05-059-S 11/17/2005 Axiom Capital Management
Order Docket No. 12-039-I 02/05/2013 Christie Glenn
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 13-041-I 11/18/2013 Travis C. Shine
Order Docket No. 13-058-B 12/19/2013 Ocwen Financial Corp. and Ocwen Loan Servicing, LLC.
Order Docket No. 16-026-S 06/29/2016 Raymond James and Associates, Inc.
Order Docket No. 16-042-I 12/21/2016 MVP Health Plan, Inc. and MVP Health Insurance Company
Order Docket No. 12-025-I 08/28/2012 Maria G. Gonzalez
Order Docket No. 13-053-I 12/16/2013 Dorothy Torro-Claflin

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