DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 15-015-I 07/02/2015 Bluestone Life Insurance Company
Order Docket No. 11-088-I 12/12/2011 Jason E. Romero
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 13-006-I 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 10-020-H 10/07/2010 Reliance Standard Life Insurance Company
Order Docket No. 14-015-I 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 13-016-S 12/05/2013 Settlement Against RBC Capital Markets
Order Docket No. 15-007-B 05/15/2015 MSA Mortgage, LLC
Order Docket No. 16-036-I 06/26/2017 Deborah Lefaivre
Order Docket No. 09-084-B 07/08/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Nonprofit Institutions Of Higher Education Exemption
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 16-027-S 09/26/2016 Gregory Lambesis
Order Docket No. 13-030-I 08/04/2014 Alicia Marie Goodman a/k/a Lisa Goodman; David Charles Goodman
Order Docket No. 10-059-H 10/29/2010 Aetna Insurance Company
Order Docket No. 15-004-B 03/11/2015 PYC, Inc. BLU-BIN, Inc.
Order Docket No. 04-050-S 11/04/2004 Wall Street Advisor Services, LLC
Order Docket No. 09-097-B 07/23/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Licensed Lender Statute Exemption For Nonprofit 501(c) Organizations That Conduct Their Lending Activities Through Revolving Loan Funds
Order Docket No. 11-092-I 12/12/2011 Walter G. Wade
Order Docket No. 16-020-S 09/01/2016 Aletheia Securities, Inc.
Order Docket No. 13-040-I 11/07/2013 Lorraine L. Locke
Order Docket No. 10-027-1 10/04/2010 Acadia Insurance Company
Order Docket No. 14-088-B 12/22/2014 Debra Kinney
Order Docket No. 16-010-B 05/23/2016 Prosper Marketplace, Inc and Prosper Funding, LLC
Order Docket No. 15-006-S 07/07/2015 Michael J. Bombardier

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