DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 10-035-I 05/03/2010 James Z. Remington, Jr.
Order Docket No. 12-022-S 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 13-001-S 02/08/2013 UVest Financial Services Group, Inc.
Order Docket No. 11-059-I 12/22/2011 Joshua K. Barney
Order Docket No. 13-010-B 05/13/2013 Shelter Mortgage Company, LLC.
Order Docket No. 16-013-B 06/30/2016 PMAC Lending Services, Inc
Order Docket No. 10-100-I 12/16/2010 Unum Life Insurance Company of America
Order Docket No. 14-022-S 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order Docket No. 10-036-I 04/28/2011 Jeffrey R. Faber
Order Docket No. 12-022-S 02/13/2013 Order Removing Conditions from Ronald Berman and AXIOM Capital Management
Order Docket No. 12-047-I 01/18/2013 Dylan A. Molina
Order Docket No. 11-060-I 11/29/2011 David W. Barrell
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union
Order Docket No. 10-101-1 12/18/2010 Aetna Life Insurance Company
Order Docket No. 14-024-S 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 14-036-I 03/24/2015 Christopher R. Corley
Order Docket No. 14-002-S 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 12-056-I 01/30/2013 William A. Newburn
Order Docket No. 13-001-S 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 11-002-I 02/07/2011 Aimee J. Bonin
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 09-078-1 02/10/2010 Agri-Services Agency, LLC
Order Docket No. 12-050-B (Amended) 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 10-102-H 11/22/2010 Regence Bluecross Blueshield of Utah

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