DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 11-078-I 12/09/2011 Ian M. Miller
Order Docket No. 13-002-I 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 10-044-B 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 14-089-S 12/01/2014 UBS Financial Services Inc.
Order Docket No. 14-028-B 06/11/2014 MH Pillars, Inc d.b.a Payza
Order Docket No. 10-102-H 11/22/2010 Regence Bluecross Blueshield of Utah
Order Docket No. 10-040-I 07/03/2010 Peter R. Becker
Order Docket No. 13-043-I 01/31/2014 Direct enrollment in VHC modified
Order Docket No. 11-081-I 11/17/2011 Todd W. Mugford
Order Docket No. 17-008-S 04/03/2017 Stanley Fishkin: Crow Hill Capital, Ltd.; Crow Hill Ventures, Ltd.
Order Docket No. 10-043-B 07/15/2010 QuoteMatch, LLC.
Order Docket No. 14-092-S 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 10-052-S 06/15/2010 John D. Buglisi & Rockwell Global Capital, LLC
Order Docket No. 13-046-S 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Order Docket No. 11-082-I 03/23/2012 Corbett A. Nielsen
Order Docket No. 11-097-I 01/30/2012 United Healthcare
Order Docket No. 10-042-B 07/15/2010 1st Citizen Mortgage, LLC. d/b/a Champlain Valley Mortgage
Order Docket No. 14-013-S 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 11-007-S 02/05/2011 Henry Corrao and EKN Financial Services, Inc.
Order Docket No. 15-019-I 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 14-016-S 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies

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