Skip to main content

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Title Sort descending
Regulation Reg. I-1978-01 (Revised) Mon, 05/01/1995 Disclosure
Bulletin Health Bulletin #127 Mon, 10/06/2008 Discrimination Against Disability Due to a Mental Health Condition Prohibited in Disability Income Replacement Insurance
Bulletin Banking Bulletin #25 Mon, 10/21/2002 Documentation Fees
Order Docket No 23-001-S Tue, 03/14/2023 Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Ex Parte Order to Cease and Desist
Order Docket No. 23-001-S Fri, 05/05/2023 Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Stipulation and Consent Order
Order Docket No. 16-022-S Tue, 09/06/2016 EKN Financial Services, Inc - Default Judgment and Order
Regulation Reg. I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with Vermont
Bulletin Health Bulletin #101 Thu, 10/01/1998 Elimination Periods in Disability Policies
Order Docket No. 19-052-S Thu, 10/31/2019 Essex Securities LLC Stipulation and Consent Order
Order Docket No. 18-013-I Fri, 08/31/2018 Ex Parte Order for Summary Suspension Of Christopher Wocell’s Resident Producer and Surplus Lines Licenses
Order Docket No 23-002-S Wed, 06/14/2023 Ex Parte Order to Cease and Desist | Plutus Financial dba Abra
Bulletin Insurance Bulletin #134 Thu, 11/08/2001 Exclusion of Coverage or Punitive Damages in Policies Issued by Surplus Lines Carriers
Order Docket No. 23-019-S Tue, 11/28/2023 Exeter Capital Companies, LLC Stipulation and Consent Order
Bulletin Insurance Bulletin #194 Wed, 06/07/2017 Expense Discounts for Medicare Supplemental Insurance Policies
Regulation Reg. H-2020-01-E (Expired) Fri, 03/20/2020 EXPIRED - Suspension of Credentialing Verification Practices
Order Docket No. 23-005-B Wed, 04/26/2023 Express Tech-Financing, LLC Stipulation and Consent Order
Regulation Reg. I-1979-02 (Revised) Sun, 07/01/2018 Fair Claims Practices
Order Docket No. 20-016-S Wed, 03/18/2020 Fairholme Stipulation and Consent Order
Order Docket No. 21-037-B Wed, 10/20/2021 Fairway Independent Mortgage Corporation Stipulation and Consent Order
Bulletin Insurance Bulletin #226 Tue, 07/11/2023 Federal Disaster and Storm-Related Damages
Bulletin Insurance Bulletin #183 Wed, 02/18/2015 Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Program Reauthorization Act of 2015
Bulletin Insurance Bulletin #75 Mon, 11/12/1984 Filing Status Inquiries
Bulletin Banking Bulletin #36 Thu, 05/10/2012 Financial Advisors - Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #140 Mon, 05/20/2002 Fire Loss Report Form (DPS 508) No Longer Required