DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort descending
Bulletin Health Care Bulletin #127 10/22/2008 Discrimination Against Disability Due to Mental Health Condition Prohibited in Disability Income Replacement Insurance
Bulletin Banking Bulletin #25 10/21/2002 Documentation Fees
Order Docket No. 13-053-I 12/16/2013 Dorothy Torro-Claflin
Order Docket No. 17-014-B 07/18/2017 DOXO, Inc.
Order Docket No. 12-047-I 01/18/2013 Dylan A. Molina
Order Docket No. 11-058-I 11/16/2011 Edward L. Austin, III
Order Docket No. 16-022-S 09/01/2016 EKN Financial Services, Inc.
Regulation Reg. I-2014-01 09/18/2015 Electronic Insurance Notices
Order Docket No. 10-080-S 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont
Bulletin Health Care Bulletin #101 10/01/1998 Elimination Periods in Disability Policies
Bulletin Insurance Bulletin #134 11/08/2001 Exclusion of Coverage for Punititive Damages in Policies Issued by Surplus Lines Carriers
Bulletin Insurance Bulletin # 194 06/07/2017 Expense Discounts for Medicare Supplemental Insurance Policies
Regulation Reg. 79-02(Ins) 09/01/1979 Fair Claims Practices (Agents, Adjusters, etc.)
Bulletin Insurance Bulletin #183 02/18/2015 Filing Procedures for Compliance With the Provisions of the Terrorism Risk Insurance Program Reauthorization Act of 2015
Regulation S-2008-01 01/01/2009 Filing Rule for Securities Offered under Regulation D, Rule 506
Bulletin Banking Bulletin #36 05/10/2012 Financial Advisors – Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #140 05/20/2002 Fire Loss Report Form (DPS 508) No Longer Required
Regulation Reg-98-01(Bnk) 01/01/1999 Form, Content & Timing of Residential Real Estate Mortgage Loan Commitment Letters
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 04-010-S 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket No. 15-020-I 07/15/2015 GEICO
Order Docket No. 13-046-S 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Market Conduct Docket No. 05-009-I 04/15/2005 Glenbrook LIfe & Annuity Company
Order Docket No. 17-015-B 05/26/2017 Glenview Auto Loan Fund LLC
Order Docket No. 17-015-B 06/16/2017 Glenview Auto Loan Fund LLC—Amendment to May 26, 2017 Cease and Desist Order

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