DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort descending
Order Docket No. 11-058-I Wed, 11/16/2011 Edward L. Austin, III
Order Docket No. 16-022-S Thu, 09/01/2016 EKN Financial Services, Inc.
Regulation Reg-I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont
Bulletin Health Care Bulletin #101 Thu, 10/01/1998 Elimination Periods in Disability Policies
Bulletin Insurance Bulletin #134 Thu, 11/08/2001 Exclusion of Coverage for Punititive Damages in Policies Issued by Surplus Lines Carriers
Regulation Reg-79-02(Ins) Sat, 09/01/1979 Fair Claims Practices (Agents, Adjusters, etc.)
Bulletin Insurance Bulletin #183 Wed, 02/18/2015 Filing Procedures for Compliance With the Provisions of the Terrorism Risk Insurance Program Reauthorization Act of 2015
Regulation Reg-S-2008-01 Thu, 01/01/2009 Filing Rule for Securities Offered under Regulation D, Rule 506
Bulletin Banking Bulletin #36 Thu, 05/10/2012 Financial Advisors – Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #140 Mon, 05/20/2002 Fire Loss Report Form (DPS 508) No Longer Required
Regulation Reg-98-01(Bnk) Fri, 01/01/1999 Form, Content & Timing of Residential Real Estate Mortgage Loan Commitment Letters
Order Docket No. 11-083-I Tue, 11/29/2011 Frederick J. O'Brien
Order Docket No. 04-010-S Fri, 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket No. 15-020-I Wed, 07/15/2015 GEICO
Order Docket No. 13-046-S Mon, 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Market Conduct Docket No. 05-009-I Fri, 04/15/2005 Glenbrook LIfe & Annuity Company
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman, Sachs & Co.
Order Docket No. 16-027-S Mon, 09/26/2016 Gregory Lambesis
Bulletin Insurance Bulletin #100 Tue, 05/21/1991 Group Conversion Policy Premium
Bulletin Insurance Bulletin # 61 Thu, 09/09/1982 Group Insurance/Trust Arrangements
Bulletin C-2014-01 Mon, 01/27/2014 Guidance for Special Purpose Financial Insurers
Bulletin Securities Bulletin # 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings (“VSBO”)
Bulletin Insurance Bulletin #177 Mon, 07/01/2013 Guidance Regarding Prohibited Discrimination in Health Insurance Coverage Under Act 35 of 2013
Bulletin Insurance Bulletin #174 Mon, 04/22/2013 Guidance Regarding Prohibited Discrimination on the Basis of Gender Identity Including Medically Necessary Gender Dysphoria Surgery and Related Health Care