DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Typesort descending Name Effective Date Title
Market Conduct Docket No. 08-087-I Fri, 08/22/2008 National Life Insurance Company
Market Conduct Docket No. 08-046-I Tue, 04/29/2008 Conseco Senior Health Insurance adn Bankers Life & Casualty Company
Market Conduct Docket No. 07-027-I Thu, 12/13/2007 New England Life Insurance Company of Boston, Massachusetts
Market Conduct Docket No. 07-068-I Sat, 10/20/2007 CUNA Mutual Insurance Society
Market Conduct Docket No. 07-075-I Mon, 08/20/2007 United Health Care Insurance Company, et al.
Market Conduct Docket No. 07-026-I Thu, 03/01/2007 American Progressive Life & Health Insurance Company of New York
Market Conduct Docket No. 06-077-I Wed, 02/07/2007 National Mutual Insurance Company, National Mutual Fire Insurance Company and Nationwide Property & Casualty Company
Market Conduct Docket No. 06-069-I Tue, 09/05/2006 Massachusetts Mutual Life Insurance Company
Market Conduct Docket No. 06-068-1 Wed, 08/23/2006 American General Assurance Company
Market Conduct Docket No. 06-065-I Tue, 08/15/2006 Universal Underwriters Life Insurance
Market Conduct Docket No. 06-064-I Tue, 08/08/2006 CUNA Mutual Insurance Society
Order Docket No. 11-021-B Fri, 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Docket No. 10-028-S Thu, 03/11/2010 Lisa M. Graves
Order Docket No. 10-029-S Tue, 04/27/2010 UBS Securities, LLC and UBS Financial Services, Inc.
Order Docket No. 13-025-S Fri, 09/20/2013 UBS Financial Services
Order Docket No. 11-033-I Thu, 06/30/2011 Union Mutual Fire Insurance Company
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont
Order Docket No. 13-028-S Sat, 08/17/2013 NRG Residential Solar Systems LLC
Order Docket No. 12-002-I Thu, 09/26/2013 Nation Safe Drivers of Florida
Order Docket No. 10-0098-H Mon, 10/04/2010 MVP Health Insurance
Order Docket No. 12-023-I Fri, 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 10-020-H Thu, 10/07/2010 Reliance Standard Life Insurance Company
Order Docket No. 13-032-I Fri, 11/01/2013 MVP Health Plan, Inc. and MVP Health Ins. Co.
Order Docket No. 10-059-H Fri, 10/29/2010 Aetna Insurance Company
Order Docket No. 13-031-I Tue, 10/22/2013 Dairyland Insurance Co. of Wisconsin

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