DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Market Conduct Docket No. 07-026-I Thu, 03/01/2007 American Progressive Life & Health Insurance Company of New York
Market Conduct Docket No. 06-077-I Wed, 02/07/2007 National Mutual Insurance Company, National Mutual Fire Insurance Company and Nationwide Property & Casualty Company
Market Conduct Docket No. 06-069-I Tue, 09/05/2006 Massachusetts Mutual Life Insurance Company
Market Conduct Docket No. 06-068-1 Wed, 08/23/2006 American General Assurance Company
Market Conduct Docket No. 06-065-I Tue, 08/15/2006 Universal Underwriters Life Insurance
Market Conduct Docket No. 06-064-I Tue, 08/08/2006 CUNA Mutual Insurance Society
Market Conduct Docket No. 06-042-I Wed, 07/05/2006 The Penn Warrenty Corporation
Market Conduct Docket No. 06-055-I Mon, 07/17/2006 Northwestern Mutual Life Insurance
Market Conduct Docket No. 06-061-I Mon, 07/31/2006 Union Central Life Insurance Company
Market Conduct Docket No. 06-059-I Tue, 07/25/2006 Manufacturer's Life Insurance Company
Market Conduct Docket No. 06-060-I Sun, 05/28/2006 Boston Mutual Life Insurance Company
Market Conduct Docket No. 06-044-I Fri, 06/30/2006 Metropolitan Life Insurance Company, Metropolitan Insurance and Annuity Company, ...
Order Docket No. 12-022-S Wed, 02/13/2013 Order Removing Conditions from Ronald Berman and AXIOM Capital Management
Order Docket No. 10-0098-H Mon, 10/04/2010 MVP Health Insurance
Order Docket No. 14-002-S Tue, 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 10-020-H Thu, 10/07/2010 Reliance Standard Life Insurance Company
Order Docket No. H-09-063 Mon, 03/08/2010 United Health Group
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 10-101-1 Sat, 12/18/2010 Aetna Life Insurance Company
Order Docket No. 12-003-S Thu, 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 10-059-H Fri, 10/29/2010 Aetna Insurance Company
Order Docket No. 10-033-B Mon, 04/19/2010 Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies
Order Docket No. 10-027-1 Mon, 10/04/2010 Acadia Insurance Company
Order Docket No. 13-032-I Fri, 11/01/2013 MVP Health Plan, Inc. and MVP Health Ins. Co.

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