DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Market Conduct Docket No. 05-009-I Fri, 04/15/2005 Glenbrook LIfe & Annuity Company
Market Conduct Docket No. 05-008-I Fri, 04/15/2005 Northbrook Life Insurance
Market Conduct Docket No. 05-016-I Tue, 05/10/2005 Liberty Mutual Insurance
Market Conduct Docket No. 04-051-I Wed, 07/20/2005 Lincoln Benefit Life Company
Market Conduct Docket No. 04-023-I Sun, 12/12/2004 Allstate Insurance Company
Market Conduct Docket No. 04-057-I Tue, 12/07/2004 UNUM Life Insurance Company; Paul Revere LIfe Insurance Company; Provident Life & Accident Insurance Company
Market Conduct Docket No. 12-014-I Tue, 05/22/2012 Order Adopting Report Of Examination of NCCI
Market Conduct Docket No. 03-031-I Wed, 06/23/2004 Blue Cross/Blue Shield of Vermont
Market Conduct Docket No. 04-022-I Wed, 10/20/2004 Bankers Life Insurance
Market Conduct Docket No. 03-071-I Wed, 04/21/2004 Monumental Life Insurance Company
Market Conduct Docket No. 03-038-I Tue, 10/21/2003 John Hancock Mutual Life; John Hancock Life Ins Co; John Hancock Variable Life Ins Co.
Market Conduct Docket No. 09-066-I Wed, 06/24/2009 Allianz Life Insurance Company of North America
Order Docket No. 09-074-H Mon, 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Order Docket No. 06-43-S Fri, 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 10-040-I Sat, 07/03/2010 Peter R. Becker
Order Docket No. 14-022-S Mon, 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order 12-041-I Wed, 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 10-052-S Tue, 06/15/2010 John D. Buglisi & Rockwell Global Capital, LLC
Order Docket No. 14-024-S Tue, 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 11-008-S Mon, 03/14/2011 Robert Cully and Winslow, Evans & Crocker, Inc.
Order Docket No: 13-003-I Tue, 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 11-026-S Tue, 05/31/2011 Michael T. Williams
Order Docket No. 10-051-I Fri, 07/23/2010 Monumental Life Insurance Company
Order Docket No. 10-057-I Mon, 07/19/2010 Karianne Scott
Order Docket No. 14-023-S Mon, 07/21/2014 Solar/Utility No-Action Securities Exemption

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