DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Title
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Order Docket No. 11-007-S 07/18/2012 In the matter of: Henry Corrao and EKN Financial Services
Regulation Reg. C-2012-1 07/17/2012 Annual Financial Reporting Regulation For Risk Retention Groups Chartered In This State
Regulation Reg. C-2012-2 07/17/2012 Regulation C-2012-2; Holding Company System Regulations for Risk Retention Groups Chartered in Vermont
Regulation Reg. C-81-2 07/17/2012 Captive Insurance Financial Regulation
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Market Conduct Docket No. 12-014-I 05/22/2012 Order Adopting Report Of Examination of NCCI
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Bulletin Banking Bulletin #36 05/10/2012 Financial Advisors – Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #169 05/07/2012 Non-Admitted Insurance Reform Bulletin, Supplement No. 1
Bulletin Insurance Bulletin #168 04/23/2012 Confidentiality Requests in Managed Care Filings
Order Docket No. 12-005-I 04/20/2012 Roy Allen Gray
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 12-006-I 04/20/2012 Kevin J. Whitney
Bulletin Banking Bulletin #34(Rev) 04/02/2012 PACE Assessment Underwriting Criteria and Standards
Order Docket No. 11-082-I 03/23/2012 Corbett A. Nielsen
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 11-097-I 01/30/2012 United Healthcare
Order Docket No. 12-003-S 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Bulletin Banking Bulletin #35 01/25/2012 PACE Reserve Fund
Order Docket No. 11-069-I 01/09/2012 Richard J. Flinn
Order Docket No. 11-094-I 01/04/2012 Kemener M. Whalen
Order Docket No. 11-068-I 01/04/2012 Mitchell R. Fleischer

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