DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Market Conduct Docket No. 04-022-I 10/20/2004 Bankers Life and Casualty Company
Market Conduct Docket No. 06-065-I 08/15/2006 Universal Underwriters Life Insurance
Order Docket No. 11-081-I 11/17/2011 Todd W. Mugford
Order Docket No. 16-042-I 12/21/2016 MVP Health Plan, Inc. and MVP Health Insurance Company
Order Docket No. 10-043-B 07/15/2010 QuoteMatch, LLC.
Order Docket No. 14-092-S 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 14-016-S 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 11-082-I 03/23/2012 Corbett A. Nielsen
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 10-042-B 07/15/2010 1st Citizen Mortgage, LLC. d/b/a Champlain Valley Mortgage
Order Docket No. 14-013-S 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 15-019-I 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 06-43-S 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 17-008-S 04/03/2017 Stanley Fishkin: Crow Hill Capital, Ltd.; Crow Hill Ventures, Ltd.
Order Docket No. 10-041-B 07/15/2010 6:10 Services d/b/a Debt Free America
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 15-022-I 03/08/2016 The Travelers Indemity Company et. al.
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 11-086-I 12/12/2011 Ronald R. Prohaska

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