DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. H-09-063 Mon, 03/08/2010 United Health Group
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds
Order Docket No. 11-014-B Fri, 05/20/2011 The Clearinghouse Community Financial Development Institution
Order Docket No. 10-096-I Thu, 10/14/2010 Liberty Mutual Group
Order Docket No. 14-026-I Tue, 09/09/2014 Deborah L. Lefaivre
Order Docket No. 10-033-B Mon, 04/19/2010 Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies
Order Docket No. 13-016-S Thu, 12/05/2013 Settlement Against RBC Capital Markets
Order Docket No. 11-012-B Fri, 05/20/2011 Novelle Financial Services, Inc.
Order Docket No. 09-131-H Tue, 06/01/2010 Blue Cross and Blue Shield of Vermont-supplemental order
Order Docket No. 11-001-B Tue, 03/22/2011 Upper Valley Mortgage, LLC
Order Docket No. 09-109-B Mon, 12/13/2010 Margaret (Peggy) Cottrell
Order Docket No. 09-183-H Tue, 05/25/2010 Anthem Blue Cross & Blue Shield
Order Docket No. 12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 12-003-S Thu, 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 10-063-B Fri, 07/23/2010 Academy Mortgage Corporation
Order Docket No. 10-053-I Wed, 12/29/2010 Life Insurance Company of the Southwest
Order Docket No. 10-035-I Mon, 05/03/2010 James Z. Remington, Jr.
Order Docket No. 09-078-1 Wed, 02/10/2010 Agri-Services Agency, LLC
Order Docket No. 10-045-B Thu, 07/15/2010 Redwood Financial Partners, LLC.
Order Docket No. 10-100-I Thu, 12/16/2010 Unum Life Insurance Company of America
Order Docket No. 13-011-I Tue, 11/25/2014 CIGNA Behavioral Health, Inc.
Order Docket No. 11-023-I Mon, 12/10/2012 Hartford Stipulation and Consent Order
Order Docket No. 09-131-H Tue, 11/03/2009 Blue Cross Blue Shield of Vermont Request for Increase in Subscriber Rates
Order Docket No. 10-044-B Thu, 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 10-101-1 Sat, 12/18/2010 Aetna Life Insurance Company

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