DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Market Conduct Docket No. 06-027-I 06/08/2006 Allstate Insurance Company and Allstate Indemnity Company
Market Conduct Docket No. 05-027-I 08/23/2005 New York Life Insurance Company
Market Conduct Docket No. 05-028-I 08/23/2005 New York Life Insurance and Annuity Corporation
Market Conduct Docket No. 05-009-I 04/15/2005 Glenbrook LIfe & Annuity Company
Market Conduct Docket No. 05-008-I 04/15/2005 Northbrook Life Insurance
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 14-060-I 09/03/2014 Bankers Life and Casualty Company
Order Docket No. 10-059-H 10/29/2010 Aetna Insurance Company
Order Docket No. 12-058-I 01/30/2013 Barbara Shay
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 11-065-I 12/12/2011 Jeremy M. Fairbanks
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 13-001-S 03/08/2013 ProEquities, Inc.
Order Docket No. 13-039-I 10/02/2014 Robert Antonacci
Order Docket No. 16-036-I 06/26/2017 Deborah Lefaivre
Order Docket No. 10-027-1 10/04/2010 Acadia Insurance Company
Order Docket No. 12-049-I 01/18/2013 Joan Louise Warner
Order Docket No. 16-027-S 09/26/2016 Gregory Lambesis
Order Docket No. H-09-063 03/08/2010 United Health Group
Order Docket No. 11-066-I 11/16/2011 Margaret L. Ferguson
Order Docket No. 11-102-B 11/21/2011 SunTrust Mortgage, Inc.
Order Docket No. 14-038-I 09/08/2014 William C. Mount

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