DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 10-028-S Thu, 03/11/2010 Lisa M. Graves
Order Docket No. 14-036-I Tue, 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 15-013-I Wed, 07/22/2015 Claymonte Arshawn McNeill
Order Docket No. 13-025-S Fri, 09/20/2013 UBS Financial Services
Order Docket No. 12-052-I Tue, 01/22/2013 Jeffrey Douglas Penta
Order Docket No. 11-062-I Mon, 12/12/2011 Claude Alan Boucher
Order Docket No. 11-103-I Fri, 03/23/2012 Sean Deandre Dade
Order Docket No. 11-033-I Thu, 06/30/2011 Union Mutual Fire Insurance Company
Order Docket No. 12-020-B Fri, 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 16-011-I Tue, 09/13/2016 Alan F. Dauphin
Order Docket No. 06-43-S Fri, 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 10-029-S Tue, 04/27/2010 UBS Securities, LLC and UBS Financial Services, Inc.
Order Docket No. 14-060-I Wed, 09/03/2014 Bankers Life and Casualty Company
Order Docket No. 13-028-S Sat, 08/17/2013 NRG Residential Solar Systems LLC
Order Docket No. 12-043-I Wed, 01/02/2013 Mark Patrick Santos
Order Docket No. 11-065-I Mon, 12/12/2011 Jeremy M. Fairbanks
Order Docket No. 12-021-B Fri, 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 16-029-I Tue, 09/20/2016 Brendan Mayworm
Order Docket No. 13-001-S Fri, 03/08/2013 ProEquities, Inc.
Order Docket No. 13-039-I Thu, 10/02/2014 Robert Antonacci
Order Docket No. 12-002-I Thu, 09/26/2013 Nation Safe Drivers of Florida
Order Docket No. 12-058-I Wed, 01/30/2013 Barbara Shay
Order Docket No. 12-023-I Fri, 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 11-066-I Wed, 11/16/2011 Margaret L. Ferguson
Order Docket No. 11-102-B Mon, 11/21/2011 SunTrust Mortgage, Inc.

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