DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Type Name Effective Datesort descending Title
Regulation Reg-I-2009-06 Mon, 01/04/2010 Annual Financial Reporting Regulation
Bulletin Health Care Bulletin #130 Mon, 01/04/2010 Clarification of Effective Dates of Long Term Care Regulation H-2009-01
Order Docket No. 10-003-S Fri, 01/15/2010 Burton J. Steen
Order Docket No. 10-002-S Fri, 01/15/2010 Lincoln Financial Securities Corporation
Bulletin Insurance Bulletin #157 Fri, 01/22/2010 Limited Lines Producer Licenses
Order Docket No. 09-078-1 Wed, 02/10/2010 Agri-Services Agency, LLC
Order Docket No. 09-094-1 Wed, 02/10/2010 2Morrow Studio/Build, Inc.
Order Docket No. H-09-063 Mon, 03/08/2010 United Health Group
Order Docket No. 10-028-S Thu, 03/11/2010 Lisa M. Graves
Regulation Reg-H-2008-04 Thu, 04/01/2010 Health Insurance Claims Administration Rule
Order Docket No. 10-033-B Mon, 04/19/2010 Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies
Order Docket No. 10-031-S Thu, 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 10-029-S Tue, 04/27/2010 UBS Securities, LLC and UBS Financial Services, Inc.
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman, Sachs & Co.
Order Docket No. 10-035-I Mon, 05/03/2010 James Z. Remington, Jr.
Order Docket No. 10-030-S Tue, 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 10-038-S Fri, 05/14/2010 Peter Van Hamm and Meyers Associates, L.P.
Order Docket No. 09-183-H Tue, 05/25/2010 Anthem Blue Cross & Blue Shield
Order Docket No. 09-131-H Tue, 06/01/2010 Blue Cross and Blue Shield of Vermont-supplemental order
Order Docket No. 10-052-S Tue, 06/15/2010 John D. Buglisi & Rockwell Global Capital, LLC
Order Docket No. 04-010-S Fri, 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Bulletin Insurance Bulletin #158 Thu, 07/01/2010 Withdrawal of Unnessary or Superceded Bulletins
Order Docket No. 10-040-I Sat, 07/03/2010 Peter R. Becker
Regulation Reg-I-2010-02 Fri, 07/09/2010 Life & Health Actuarial Opinion and Memorandum Regulation
Order Docket No. 10-057-I Mon, 07/19/2010 Karianne Scott

Pages