DFR Regulations, Orders, Bulletins & Market Conduct Exams
Results can be sorted by clicking on a column title.
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 10-102-H | Mon, 11/22/2010 | Regence Bluecross Blueshield of Utah |
| Order | Docket No. 10-101-1 | Sat, 12/18/2010 | Aetna Life Insurance Company |
| Order | Docket No. 10-100-I | Thu, 12/16/2010 | Unum Life Insurance Company of America |
| Order | Docket No. 10-096-I | Thu, 10/14/2010 | Liberty Mutual Group |
| Order | Docket No. 10-080-S | Thu, 09/23/2010 | Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont |
| Order | Docket No. 10-072-S | Wed, 08/25/2010 | Adam Sclafani and John Thomas Financial |
| Order | Docket No. 10-059-H | Fri, 10/29/2010 | Aetna Insurance Company |
| Order | Docket No. 10-057-I | Mon, 07/19/2010 | Karianne Scott |
| Order | Docket No. 10-053-I | Wed, 12/29/2010 | Life Insurance Company of the Southwest |
| Order | Docket No. 10-052-S | Tue, 06/15/2010 | John D. Buglisi & Rockwell Global Capital, LLC |
| Order | Docket No. 10-051-I | Fri, 07/23/2010 | Monumental Life Insurance Company |
| Order | Docket No. 10-040-I | Sat, 07/03/2010 | Peter R. Becker |
| Order | Docket No. 10-038-S | Fri, 05/14/2010 | Peter Van Hamm and Meyers Associates, L.P. |
| Order | Docket No. 10-035-I | Mon, 05/03/2010 | James Z. Remington, Jr. |
| Order | Docket No. 10-033-B | Mon, 04/19/2010 | Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies |
| Order | Docket No. 10-032-S | Tue, 04/27/2010 | Goldman, Sachs & Co. |
| Order | Docket No. 10-031-S | Thu, 04/22/2010 | Stifle, Nicolaus & Company, Inc. |
| Order | Docket No. 10-030-S | Tue, 05/11/2010 | Wells Fargo Investments, LLC |
| Order | Docket No. 10-029-S | Tue, 04/27/2010 | UBS Securities, LLC and UBS Financial Services, Inc. |
| Order | Docket No. 10-028-S | Thu, 03/11/2010 | Lisa M. Graves |
| Order | Docket No. 10-027-1 | Mon, 10/04/2010 | Acadia Insurance Company |
| Order | Docket No. 10-024-I | Mon, 11/15/2010 | International Fidelity Insurance Company |
| Order | Docket No. 10-020-H | Thu, 10/07/2010 | Reliance Standard Life Insurance Company |
| Order | Docket No. 10-0098-H | Mon, 10/04/2010 | MVP Health Insurance |
| Order | Docket No. 10-003-S | Fri, 01/15/2010 | Burton J. Steen |