DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 14-002-S Tue, 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No 15-018-I Mon, 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 11-083-I Tue, 11/29/2011 Frederick J. O'Brien
Order Docket No. 09-096-I Fri, 11/20/2009 Liberty Mutual Ins. Company Order to Show Cause
Order Docket No. 10-041-B Thu, 07/15/2010 6:10 Services d/b/a Debt Free America
Order Docket No. 11-007-S Sat, 02/05/2011 Henry Corrao and EKN Financial Services, Inc.
Order Docket No. 10-052-S Tue, 06/15/2010 John D. Buglisi & Rockwell Global Capital, LLC
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 13-001-S Thu, 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 11-086-I Mon, 12/12/2011 Ronald R. Prohaska
Order Docket No. 12-012-B Fri, 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 14-087-I Thu, 03/05/2015 John P. Gutschlag
Order Docket No. 14-040-I Tue, 12/23/2014 Steve Stokeling
Order Docket No. 09-074-H Mon, 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Order Docket No 15-015-I Thu, 07/02/2015 Bluestone Life Insurance Company
Order Docket No. 13-002-I Thu, 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 11-088-I Mon, 12/12/2011 Jason E. Romero
Order Docket No. 09-094-1 Wed, 02/10/2010 2Morrow Studio/Build, Inc.
Order Docket No. 13-006-I Wed, 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 14-015-I Thu, 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 10-051-I Fri, 07/23/2010 Monumental Life Insurance Company
Order Docket No. 13-043-I Fri, 01/31/2014 Direct enrollment in VHC modified
Order Docket No. 15-007-B Fri, 05/15/2015 MSA Mortgage, LLC
Order Docket No. 11-091-I Wed, 02/01/2012 Harold L. Stanyon
Order Docket No. 13-030-I Mon, 08/04/2014 Alicia Marie Goodman a/k/a Lisa Goodman; David Charles Goodman

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