DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Typesort descending Name Effective Date Title
Order Docket No. 11-077-I 12/19/2011 Mark Edward McGinnis
Order Docket No. 16-021-S 09/01/2016 Obsidian Financial Group, LLC
Order Docket No. 10-045-B 07/15/2010 Redwood Financial Partners, LLC.
Order Docket No. 13-011-I 11/25/2014 CIGNA Behavioral Health, Inc.
Order Docket No. 15-033-B 11/06/2015 Ocwen Loan Servicing, LLC
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-030-I 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 05-059-S 11/17/2005 Axiom Capital Management
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 17-016-I 08/01/2017 Liberty Mutual Companies
Order Docket No. 11-078-I 12/09/2011 Ian M. Miller
Order Docket No. 16-035-I 11/02/2016 Brittany Ouellette
Order Docket No. 10-044-B 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 14-089-S 12/01/2014 UBS Financial Services Inc.
Order Docket No. 14-028-B 06/11/2014 MH Pillars, Inc d.b.a Payza
Order Docket No. 17-022-S 08/10/2017 People’s Securities, Inc.
Order Docket No. 11-081-I 11/17/2011 Todd W. Mugford
Order Docket No. 10-043-B 07/15/2010 QuoteMatch, LLC.
Order Docket No. 14-092-S 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 10-030-S 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 15-019-I 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No. 13-003-I 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 11-082-I 03/23/2012 Corbett A. Nielsen
Order Docket No. 10-042-B 07/15/2010 1st Citizen Mortgage, LLC. d/b/a Champlain Valley Mortgage

Pages