DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 11-077-I 12/19/2011 Mark Edward McGinnis
Order Docket No. 10-045-B 07/15/2010 Redwood Financial Partners, LLC.
Order Docket No. 11-008-S 03/14/2011 Robert Cully and Winslow, Evans & Crocker, Inc.
Order Docket No. 13-011-I 11/25/2014 CIGNA Behavioral Health, Inc.
Order Docket No. 15-033-B 11/06/2015 Ocwen Loan Servicing, LLC
Order Docket No. 14-089-S 12/01/2014 UBS Financial Services Inc.
Order Docket No. 14-028-B 06/11/2014 MH Pillars, Inc d.b.a Payza
Order Docket No. 10-032-S 04/27/2010 Goldman, Sachs & Co.
Order Docket No. 11-078-I 12/09/2011 Ian M. Miller
Order Docket No. 10-044-B 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 11-026-S 05/31/2011 Michael T. Williams
Order Docket No. 14-092-S 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 04-010-S 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket No. 11-081-I 11/17/2011 Todd W. Mugford
Order Docket No. 10-043-B 07/15/2010 QuoteMatch, LLC.
Order Docket No. 14-013-S 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 10-031-S 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 15-019-I 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No. 11-082-I 03/23/2012 Corbett A. Nielsen
Order Docket No. 10-042-B 07/15/2010 1st Citizen Mortgage, LLC. d/b/a Champlain Valley Mortgage
Order Docket No. 11-021-B 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 15-022-I 03/08/2016 The Travelers Indemity Company et. al.

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