DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Order Docket No. 16-041-I 04/12/2017 Government Employees Insurance Company; GEICO General Insurance Company; GEICO Indemnity Company
Order Docket No. 14-016-S 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 13-011-I 12/17/2014 Prest & Associates, Inc.
Order Docket No. 13-017-B 09/16/2013 David Leonard Rome
Order Docket No. 16-013-B 06/30/2016 PMAC Lending Services, Inc
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 17-011-S 04/28/2017 John Bodnar and International Assets Advisory, LLC; International Assets Investment Management, LLC
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 11-058-I 11/16/2011 Edward L. Austin, III
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 13-010-B 05/13/2013 Shelter Mortgage Company, LLC.
Order Docket No. 14-022-S 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order Docket No. 10-036-I 04/28/2011 Jeffrey R. Faber
Order Docket No. 12-047-I 01/18/2013 Dylan A. Molina
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-030-I 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 11-059-I 12/22/2011 Joshua K. Barney
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union
Order Docket No. 14-024-S 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 14-036-I 03/24/2015 Christopher R. Corley
Order Docket No. 12-056-I 01/30/2013 William A. Newburn
Order Docket No. 05-059-S 11/17/2005 Axiom Capital Management

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