DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 05-059-S Thu, 11/17/2005 Axiom Capital Management
Order Docket No. 15-020-I Wed, 07/15/2015 GEICO
Order 12-041-I Wed, 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 12-044-I Fri, 01/18/2013 Tasheanna Barnes
Order Docket No. 13-041-I Mon, 11/18/2013 Travis C. Shine
Order Docket No. 11-008-S Mon, 03/14/2011 Robert Cully and Winslow, Evans & Crocker, Inc.
Order Docket No. 13-026-B Mon, 09/09/2013 NetSpend Corporation
Order Docket No. 10-072-S Wed, 08/25/2010 Adam Sclafani and John Thomas Financial
Order Docket No. 11-008-S Wed, 04/02/2014 Robert Cully & Winslow, Evans & Crocker
Order Docket No. 12-039-I Tue, 02/05/2013 Christie Glenn
Order Docket No. 13-053-I Mon, 12/16/2013 Dorothy Torro-Claflin
Order Docket No. 11-026-S Tue, 05/31/2011 Michael T. Williams
Order Docket No. 13-058-B Thu, 12/19/2013 Ocwen Financial Corp. and Ocwen Loan Servicing, LLC.
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman, Sachs & Co.
Order Docket No: 13-003-I Tue, 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 12-025-I Tue, 08/28/2012 Maria G. Gonzalez
Order Docket No. 13-004-I Fri, 04/19/2013 Triad Guaranty Insurance Corporation
Order Docket No. 13-024-B Wed, 07/31/2013 Amerisave Mortgage Corporation
Order Docket No. 04-010-S Fri, 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket No. 14-064-I Thu, 08/27/2015 Progressive Insurance Companies
Order Docket No. 12-005-I Fri, 04/20/2012 Roy Allen Gray
Order Docket No. 13-008-I Thu, 04/11/2013 Ullico Casualty Company
Order Docket No. 13-021-B Mon, 07/29/2013 Securities Finance Trust Company
Order Docket No. 10-031-S Thu, 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 12-042-I Fri, 01/11/2013 Robin Louella Hixon

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