DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 11-091-I Wed, 02/01/2012 Harold L. Stanyon
Order Docket No. 13-006-I Wed, 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 15-004-B Wed, 03/11/2015 PYC, Inc. BLU-BIN, Inc.
Order Docket No. 10-057-I Mon, 07/19/2010 Karianne Scott
Order Docket No. 13-046-S Mon, 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Order Docket No. 11-097-I Mon, 01/30/2012 United Healthcare
Order Docket No. 11-092-I Mon, 12/12/2011 Walter G. Wade
Order Docket No. 13-030-I Mon, 08/04/2014 Alicia Marie Goodman a/k/a Lisa Goodman; David Charles Goodman
Order Docket No. 14-088-B Mon, 12/22/2014 Debra Kinney
Order Docket No. 14-016-S Wed, 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 11-094-I Wed, 01/04/2012 Kemener M. Whalen
Order Docket No. 13-040-I Thu, 11/07/2013 Lorraine L. Locke
Order Docket No. 14-004-B Thu, 04/03/2014 United Capital Business Lending, Inc.
Order Docket No. 13-029-S Thu, 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 12-031-I Wed, 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 11-052-I Tue, 10/25/2011 Allen Zargo
Order Docket No. 09-084-B Wed, 07/08/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Nonprofit Institutions Of Higher Education Exemption
Order Docket No. 13-032-I Thu, 10/31/2013 MVP Health Plan, Inc. and MVP Health Insurance Company
Order Docket No. 13-038-B Thu, 05/22/2014 Plaza Home Mortgage, Inc.
Order Docket No. 10-030-S Tue, 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 13-030-I Fri, 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 11-095-I Wed, 11/16/2011 Joseph D. Zorn, Jr.
Order Docket No. 09-097-B Thu, 07/23/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Licensed Lender Statute Exemption For Nonprofit 501(c) Organizations That Conduct Their Lending Activities Through Revolving Loan Funds
Order Docket No. 13-048-I Tue, 11/19/2013 Jessica J. Myers
Order Docket No. 13-056-I Wed, 04/16/2014 Redonda Lawrence Russell

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