DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 13-026-B Mon, 09/09/2013 NetSpend Corporation
Order Docket No. 10-072-S Wed, 08/25/2010 Adam Sclafani and John Thomas Financial
Order Docket No. 11-008-S Wed, 04/02/2014 Robert Cully & Winslow, Evans & Crocker
Order Docket No. 12-039-I Tue, 02/05/2013 Christie Glenn
Order Docket No. 13-041-I Mon, 11/18/2013 Travis C. Shine
Order Docket No. 11-026-S Tue, 05/31/2011 Michael T. Williams
Order Docket No. 13-058-B Thu, 12/19/2013 Ocwen Financial Corp. and Ocwen Loan Servicing, LLC.
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman, Sachs & Co.
Order Docket No: 13-003-I Tue, 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 12-025-I Tue, 08/28/2012 Maria G. Gonzalez
Order Docket No. 13-053-I Mon, 12/16/2013 Dorothy Torro-Claflin
Order Docket No. 13-004-I Fri, 04/19/2013 Triad Guaranty Insurance Corporation
Order Docket No. 13-024-B Wed, 07/31/2013 Amerisave Mortgage Corporation
Order Docket No. 04-010-S Fri, 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket No. 12-005-I Fri, 04/20/2012 Roy Allen Gray
Order Docket No. 13-008-I Thu, 04/11/2013 Ullico Casualty Company
Order Docket No. 13-021-B Mon, 07/29/2013 Securities Finance Trust Company
Order Docket No. 10-031-S Thu, 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 12-042-I Fri, 01/11/2013 Robin Louella Hixon
Order Docket No. 13-055-I Mon, 12/16/2013 John J. Brendel, Jr.
Order Docket No. 13-020-B Mon, 09/16/2013 Brandon Thomas Maddick
Order Docket No. 10-002-S Fri, 01/15/2010 Lincoln Financial Securities Corporation
Order Docket No. 14-022-S Mon, 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order Docket No. 12-055-I Wed, 01/30/2013 Charmaine Holtz
Order Docket No. 13-011-I Wed, 12/17/2014 Prest & Associates, Inc.

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