DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 16-017-I 06/27/2016 Ryan Moore
Order Docket No. 11-008-S 04/02/2014 Robert Cully & Winslow, Evans & Crocker
Order Docket No. 12-042-I 01/11/2013 Robin Louella Hixon
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-030-I 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 16-020-S 09/01/2016 Aletheia Securities, Inc.
Order Docket No. 13-055-I 12/16/2013 John J. Brendel, Jr.
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 13-020-B 09/16/2013 Brandon Thomas Maddick
Order Docket No. 16-019-B 06/30/2016 Benaissance, LLC F/K/A Coco Development, LLC
Order Docket No. 12-055-I 01/30/2013 Charmaine Holtz
Order Docket No. 05-059-S 11/17/2005 Axiom Capital Management
Order Docket No. 16-022-S 09/01/2016 EKN Financial Services, Inc.
Order Docket No. 13-011-I 12/17/2014 Prest & Associates, Inc.
Order Docket No. 13-018-B 09/16/2013 Zackary Nathan Tierney
Order Docket No. 15-024-I 07/07/2016 Interstate National Dealer Services, Inc.
Order Docket No. 12-002-I 06/10/2015 Nation Motor Club, LLC d/b/a Nation Safe Drivers
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Order Docket No. 16-023-S 09/01/2016 KBR Capital Markets, LLC
Order Docket No. 11-058-I 11/16/2011 Edward L. Austin, III
Order Docket No. 13-003-I 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 13-017-B 09/16/2013 David Leonard Rome
Order Docket No. 16-013-B 06/30/2016 PMAC Lending Services, Inc
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 10-030-S 05/11/2010 Wells Fargo Investments, LLC

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