DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Typesort ascending Name Effective Date Title
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 10-042-B 07/15/2010 1st Citizen Mortgage, LLC. d/b/a Champlain Valley Mortgage
Order Docket No. 17-015-B 06/16/2017 Glenview Auto Loan Fund LLC—Amendment to May 26, 2017 Cease and Desist Order
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 14-013-S 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 15-019-I 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-030-I 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 10-041-B 07/15/2010 6:10 Services d/b/a Debt Free America
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 15-022-I 03/08/2016 The Travelers Indemity Company et. al.
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 11-086-I 12/12/2011 Ronald R. Prohaska
Order Docket No. 05-059-S 11/17/2005 Axiom Capital Management
Order Docket No. 14-087-I 03/05/2015 John P. Gutschlag
Order Docket No. 16-036-I 06/26/2017 Deborah Lefaivre
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 16-007-I 03/07/2016 Liberty Insurance Corp & Safeco Insurance Company of America
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 11-088-I 12/12/2011 Jason E. Romero
Order Docket No. 14-040-I 12/23/2014 Steve Stokeling

Pages