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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Title Sort descending
Order Docket No. 19-062-I Wed, 03/04/2020 Jessica Hendrickson Default Judgment and Order
Order Docket No. 20-006-I Wed, 03/18/2020 Joany Inc Default Judgment and Order
Order Docket No. 20-039-I Tue, 03/23/2021 Joel Pitt Default Judgment and Order
Order Docket No. 03-038-I Wed, 12/01/2004 John Hancock Life Insurance Company Consent Order
Order Docket No. 19-046-I Tue, 11/26/2019 John Hancock Life Insurance Company Stipulation and Consent
Bulletin Insurance Bulletin #198 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Order Docket No. 22-023-I Tue, 11/15/2022 Jones Default Judgment and Order
Order Docket No. 21-050-S Thu, 12/14/2023 Judgment and Order in Re Colomont, Inc. and Christopher Santee
Order Docket No. 19-061-I Wed, 03/04/2020 Kathryn Rodriguez Default Judgment and Order
Order Docket No. 16-023-S Wed, 09/14/2016 KBR Capital Markets - Default Judgment and Order
Order Docket No. 20-007-I Tue, 04/14/2020 Kendra Aleman Default Judgment and Order
Order Docket No. 19-043-I Fri, 03/06/2020 Kimberley Zem Stipulation and Consent Order
Order Docket No. 21-031-I Mon, 11/22/2021 Kimberly Trevino Default Judgment and Order
Order Docket No. 20-034-S Fri, 11/20/2020 Krista Scruggs and Zafa Wines Ex Parte Cease and Desist
Order Docket No. 22-002-I Tue, 04/05/2022 Kristen Joy Szekely Default Judgment and Order
Order Docket No. 21-033-I Fri, 11/05/2021 Kristina Chamis Default Judgment and Order
Order Docket No. 22-031-I Tue, 11/15/2022 Lackey Default Judgment and Order
Order Docket No. 19-009-I Mon, 04/01/2019 Lafayette Stipulation and Consent Order
Bulletin Insurance Bulletin #122 Sat, 08/01/1998 Laws Enacted During the 1997-1998 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #130 Mon, 01/22/2001 Laws Enacted During the 1999-2000 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #133 Fri, 10/05/2001 Laws Enacted During the 2000-2001 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #144 Thu, 10/30/2003 Laws Enacted During the 2001-2002 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #143 Wed, 08/20/2003 Laws Enacted During the 2003 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #145 Thu, 07/01/2004 Laws Enacted During the 2004 Legislative Session that Affect Insurers Doing Business in Vermont