DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Datesort ascending Title
Regulation Regulation S-2016-01 Fri, 07/01/2016 Vermont Securities Regulations
Regulation S-2015-01 Sat, 07/11/2015 Vermont Small Business Offerings
Regulation S-2011-03 Thu, 09/01/2011 Rule for the Use of Senior-Specific Certifications and Professional Designations S
Regulation Reg-S-2008-01 Thu, 01/01/2009 Filing Rule for Securities Offered under Regulation D, Rule 506