DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Title
Order Docket No. 16-020-I Sun, 01/01/2017 Stop Loss Attachment Points
Bulletin Bamking Bulletin #43 Thu, 07/14/2016 Automated Teller Machine Disclosures
Order Docket No. 15-024-I Thu, 07/07/2016 Interstate National Dealer Services, Inc.
Order Docket No. 16-001-S Fri, 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Regulation Regulation S-2016-01 Fri, 07/01/2016 Vermont Securities Regulations
Order Docket No. 16-013-B Thu, 06/30/2016 PMAC Lending Services, Inc
Order Docket No. 16-019-B Thu, 06/30/2016 Benaissance, LLC F/K/A Coco Development, LLC
Order Docket No. 16-026-S Wed, 06/29/2016 Raymond James and Associates, Inc.
Order Docket No. 16-025-S Tue, 06/28/2016 Wells Fargo Advisors LLC
Order Docket No. 16-017-I Mon, 06/27/2016 Ryan Moore
Order Docket No. 16-018-I Thu, 06/02/2016 Credit Card-Related Insurance Benefits
Order Docket No. 16-016-B Tue, 05/31/2016 PayPal, Inc., as successor to Venmo, LLC
Order Docket No. 16-010-B Mon, 05/23/2016 Prosper Marketplace, Inc and Prosper Funding, LLC
Bulletin Insurance Bulletin #189 Fri, 04/22/2016 "Non-Cumulation" Policy Provisions
Regulation Regulation I-2015-01 Wed, 03/30/2016 CORPORATE GOVERNANCE ANNUAL DISCLOSURE
Order Docket No. 15-022-I Tue, 03/08/2016 The Travelers Indemity Company et. al.
Order Docket No. 16-007-I Mon, 03/07/2016 Liberty Insurance Corp & Safeco Insurance Company of America
Order Docket No. 16-006-I Mon, 03/07/2016 Liberty Mututal Insurance Co et. al.
Order Docket No. 16-008-I Fri, 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 16-005-I Mon, 01/25/2016 Banker's Life and Casualty Company
Bulletin Insurance Bulletin #188 Tue, 01/19/2016 Privacy Notices – Regulation IH-2001-01 Use of Federal Model Privacy Form
Order Docket No. 15-030-I Tue, 12/29/2015 Timothy J. Clain
Regulation B-2015-02 Mon, 12/28/2015 Privacy of Consumer Financial and Health Information
Order Docket No. 15-040-B Thu, 11/19/2015 Prospect Mortgage, LLC
Order Docket No. 15-033-B Fri, 11/06/2015 Ocwen Loan Servicing, LLC

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