DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Title
Regulation B-2016-01 Sat, 04/01/2017 Vermont Disclosure Form - Amount to Be Financed in a Motor Vehicle Retail Installment Contract (Effective April 1, 2017)
Bulletin Insurance Bulletin #190 Sun, 01/01/2017 Valuation Manual
Order Docket No. 16-020-I Sun, 01/01/2017 Stop Loss Attachment Points
Regulation Reg-H-2009-02 (Revised) Sat, 12/31/2016 Health Care Stop Loss Insurance
Order Docket No. 16-035-I Wed, 11/02/2016 Brittany Ouellette
Bulletin Banking Bulletin #44 Wed, 10/26/2016 Advertising and Social Media
Order Docket No. 16-027-S Mon, 09/26/2016 Gregory Lambesis
Order Docket No. 16-029-I Tue, 09/20/2016 Brendan Mayworm
Order Docket No. 16-012-S Tue, 09/13/2016 Alan F. Dauphin
Order Docket No. 16-011-I Tue, 09/13/2016 Alan F. Dauphin
Order Docket No. 16-036-I Tue, 09/13/2016 Deborah Lefaivre
Order Docket No. 16-020-S Thu, 09/01/2016 Aletheia Securities, Inc.
Order Docket No. 16-022-S Thu, 09/01/2016 EKN Financial Services, Inc.
Order Docket No. 16-023-S Thu, 09/01/2016 KBR Capital Markets, LLC
Order Docket No. 16-021-S Thu, 09/01/2016 Obsidian Financial Group, LLC
Bulletin Banking Bulletin #43 Thu, 07/14/2016 Automated Teller Machine Disclosures
Order Docket No. 15-024-I Thu, 07/07/2016 Interstate National Dealer Services, Inc.
Order Docket No. 16-001-S Fri, 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Regulation Regulation S-2016-01 Fri, 07/01/2016 Vermont Securities Regulations
Order Docket No. 16-019-B Thu, 06/30/2016 Benaissance, LLC F/K/A Coco Development, LLC
Order Docket No. 16-013-B Thu, 06/30/2016 PMAC Lending Services, Inc
Order Docket No. 16-026-S Wed, 06/29/2016 Raymond James and Associates, Inc.
Order Docket No. 16-025-S Tue, 06/28/2016 Wells Fargo Advisors LLC
Order Docket No. 16-017-I Mon, 06/27/2016 Ryan Moore
Order Docket No. 16-018-I Thu, 06/02/2016 Credit Card-Related Insurance Benefits

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