Bulletin |
Banking Bulletin #49 |
Mon, 07/01/2019 |
Automated Teller Machine Registration |
Bulletin |
Banking Bulletin #50 |
Tue, 01/25/2022 |
Requirements for MLOs and Employees of Licensees Working from a Remote Location |
Order |
BB&T -22-013-B |
Mon, 07/25/2022 |
BB&T Commercial Equipment Capital Corporation Default Judgment and Order |
Bulletin |
Captive Bulletin C-2014-01 |
Thu, 01/09/2014 |
Guidance for Special Purpose Financial Insurers |
Bulletin |
Captive Bulletin C-2015-01 |
Mon, 06/15/2015 |
Maintaining Regulatory Minimum Capital and Surplus Requirements |
Bulletin |
DFR Bulletin #3 (Withdrawn) |
Fri, 06/05/2020 |
WITHDRAWN - Security Breach Notice Act |
Bulletin |
DFR Bulletin #4 |
Fri, 06/05/2020 |
Security Breach Notice Act Bulletin |
Bulletin |
DFR Bulletin #5 |
Tue, 11/07/2023 |
Application of the Security Breach Notice Act to Breaches Involving Data Owners and Third-Party Vendors |
Order |
Docket No 23-001-S |
Tue, 03/14/2023 |
Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Ex Parte Order to Cease and Desist |
Order |
Docket No 23-002-S |
Wed, 06/14/2023 |
Ex Parte Order to Cease and Desist | Plutus Financial dba Abra |
Order |
Docket No. 19-034-S |
Fri, 08/23/2019 |
IN RE: Escondido Village 388 DE Stipulation and Consent Order |
Order |
Docket No. 03-038-I |
Wed, 12/01/2004 |
John Hancock Life Insurance Company Consent Order |
Order |
Docket No. 06-043-S |
Fri, 07/07/2006 |
Applying Provisions of Certain Regulations, Bulletins, Policy Statements, and Orders to the Vermont Securities Act |
Order |
Docket No. 10-002-S |
Fri, 01/08/2010 |
Lincoln Financial Securities Consent Order |
Order |
Docket No. 10-028-S |
Thu, 03/04/2010 |
Lisa Graves Consent Order |
Order |
Docket No. 10-029-S |
Mon, 04/19/2010 |
UBS Securities Consent Order |
Order |
Docket No. 10-030-S |
Wed, 04/28/2010 |
Wells Fargo Investments Consent Order |
Order |
Docket No. 10-031-S |
Mon, 04/05/2010 |
Stifel, Nicolaus and Co Consent Order |
Order |
Docket No. 10-032-S |
Tue, 04/27/2010 |
Goldman Sachs Consent Order |
Order |
Docket No. 10-038-S |
Wed, 05/05/2010 |
Van Hamm and Meyers Associates Consent Order |
Order |
Docket No. 10-052-S |
Wed, 06/09/2010 |
Buglisi and Rockwell Global Capital Consent Order |
Order |
Docket No. 10-080-S |
Thu, 09/23/2010 |
Electronic Notice Filing of Certain Federal Covered Securities with Vermont |
Order |
Docket No. 11-007-S |
Sun, 02/13/2011 |
Henry Corrao and EKN Financial Services |
Order |
Docket No. 11-008-S |
Fri, 03/04/2011 |
Robert Cully and Winslow, Evans & Crocker |
Order |
Docket No. 11-026-S |
Tue, 05/31/2011 |
Michael Williams Stipulation and Consent Order |