DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Title
Order Docket No. 16-005-I Mon, 01/25/2016 Banker's Life and Casualty Company
Bulletin Insurance Bulletin # 22 Tue, 01/19/2016 Privacy Notices – Regulation IH-2001-01 Use of Federal Model Privacy Form
Order Docket No. 15-030-I Tue, 12/29/2015 Timothy J. Clain
Regulation B-2015-02 Mon, 12/28/2015 Privacy of Consumer Financial and Health Information
Order Docket No. 15-040-B Thu, 11/19/2015 Prospect Mortgage, LLC
Order Docket No. 15-033-B Fri, 11/06/2015 Ocwen Loan Servicing, LLC
Order Docket No. 15-028-I Fri, 10/30/2015 Mark J. Bean
Regulation Reg. B-2015-01 Fri, 10/23/2015 Non-Discrimination in Financial Services
Bulletin Securities Bulletin S-2015-02 Wed, 10/21/2015 Sales or Investment Advice Related to Securities Products by Insurance Producers
Order Docket No. 13-049-S Mon, 09/28/2015 Tucker Financial Services, Inc and Daniel Burgess
Regulation Reg-I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Regulation Reg-97-03 (Revised) Thu, 08/27/2015 Credit for Reinsurance
Order Docket No. 14-064-I Thu, 08/27/2015 Progressive Insurance Companies
Order Docket No. 15-008-I Wed, 08/05/2015 Alton L. Willard
Order Docket No. 15-013-I Wed, 07/22/2015 Claymonte Arshawn McNeill
Bulletin Securities Bulletin # 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings (“VSBO”)
Order Docket No. 15-021-B Wed, 07/15/2015 Sherman, Clay & Co
Order Docket No. 15-020-I Wed, 07/15/2015 GEICO
Order Docket No. 15-017-I Mon, 07/13/2015 Concord General Mutual Insurance Company
Regulation S-2015-01 Sat, 07/11/2015 Vermont Small Business Offerings
Order Docket No. 15-006-S Tue, 07/07/2015 Michael J. Bombardier
Order Docket No 15-015-I Thu, 07/02/2015 Bluestone Life Insurance Company
Bulletin Insurance Bulletin #187 Wed, 07/01/2015 Important Notice Regarding Mid-term Replacement of Health Insurance Coverage For Groups With 51-100 Employees
Order Docket No. 15-019-I Tue, 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No 15-018-I Mon, 06/29/2015 State Farm Fire and Casualty Company

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