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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Title Sort ascending
Bulletin Insurance Bulletin #158 Mon, 06/07/2010 Withdrawal of Unnecessary or Superseded Bulletins
Bulletin Banking Bulletin #39 Wed, 11/27/2013 Withdrawal of Unnecessary Banking Bulletins
Order Docket No. 21-053-S (Withdrawal) Thu, 05/19/2022 Withdrawal of Ex Parte Order to Cease and Desist
Order Docket No. 17-018-S Mon, 01/06/2020 Winthrop Investment Management Order
Order Docket No. 20-029-S Wed, 10/14/2020 William J. Therieau Cease and Desist
Order Docket No. 21-030-I Fri, 11/05/2021 William Gillus Default Judgment and Order
Order Docket No. 21-043-I Tue, 01/11/2022 William Armstrong Default Judgment and Order
Order Docket No. 10-030-S Wed, 04/28/2010 Wells Fargo Investments Consent Order
Order Docket No. 16-025-S Thu, 06/09/2016 Wells Fargo Advisors LLC
Order Docket No. 20-038-B Sat, 02/27/2021 Wave Financial Stipulation and Consent
Order Docket No. 12-020-B and 12-021-B Fri, 10/05/2012 VSECU Settlement Agreement
Order Docket No. 22-004-S Tue, 03/29/2022 Voyager Digital Show Cause Order
Bulletin Insurance Bulletin #132 Wed, 01/09/2002 Voluntary Expeditated Filing Procedures for Insurance Applications Developed to Allow Depository Institutions to Meet Their Disclosure Obligations Under Section 305 of the Gramm-Leach-Bliley Act
Bulletin Insurance Bulletin #150 Fri, 01/20/2006 Voluntary Expedited Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Extension Act 2005
Bulletin Insurance Bulletin #206 Thu, 12/05/2019 Virtual Adjustment of Vehicle Partial And Total Loss Claims
Order Docket No. 14-023-S Mon, 07/21/2014 Vermont Solar / Utility No-Action "SUN" Exemption
Regulation Reg. S-2016-01 (Revised) Thu, 12/16/2021 Vermont Securities Regulations
Bulletin Insurance Bulletin #58 Sun, 04/11/1982 Vermont Purchase and Use Tax - Settlement of Auto Total Loss
Regulation Reg. I-1977-02 (Revised) Wed, 10/01/1980 Vermont Life Insurance Solicitation Regulation
Bulletin Insurance Bulletin #228 Fri, 03/01/2024 Vermont Life and Health Insurance Guaranty Association Summary Document Notice to Customers
Order Docket No. 12-041-I Wed, 05/22/2013 Vermont Health Co-op Licensing Decision and Order
Regulation Reg. B-2016-01 Sat, 04/01/2017 Vermont Disclosure Form - Amount to Be Financed in a Motor Vehicle Retail Installment Contract
Bulletin Banking Bulletin #23 Sat, 07/01/2000 Vermont Civil Union Law
Bulletin Insurance Bulletin #205 Thu, 06/13/2019 Vermont Association Health Plans
Regulation Reg. I-1988-03 Sun, 01/15/1989 Variable Life Insurance Model Regulation