DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 10-041-B 07/15/2010 6:10 Services d/b/a Debt Free America
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 15-022-I 03/08/2016 The Travelers Indemity Company et. al.
Order Docket No. 11-026-S 05/31/2011 Michael T. Williams
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 04-010-S 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket No. 11-086-I 12/12/2011 Ronald R. Prohaska
Order Docket No. 17-015-B 06/16/2017 Glenview Auto Loan Fund LLC—Amendment to May 26, 2017 Cease and Desist Order
Order Docket No. 14-087-I 03/05/2015 John P. Gutschlag
Order Docket No. 16-007-I 03/07/2016 Liberty Insurance Corp & Safeco Insurance Company of America
Order Docket No. 10-031-S 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 11-088-I 12/12/2011 Jason E. Romero
Order Docket No. 14-040-I 12/23/2014 Steve Stokeling
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 16-006-I 03/07/2016 Liberty Mututal Insurance Co et. al.
Order Docket No. 15-015-I 07/02/2015 Bluestone Life Insurance Company
Order Docket No. 10-002-S 01/15/2010 Lincoln Financial Securities Corporation
Order Docket No. 11-091-I 02/01/2012 Harold L. Stanyon
Order Docket No. 16-036-I 06/26/2017 Deborah Lefaivre
Order Docket No. 13-006-I 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 13-025-S 09/20/2013 UBS Financial Services
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 14-015-I 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 11-021-B 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies

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