DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 10-041-B 07/15/2010 6:10 Services d/b/a Debt Free America
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 15-022-I 03/08/2016 The Travelers Indemity Company et. al.
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 14-016-S 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 16-011-I 09/13/2016 Alan F. Dauphin
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 14-087-I 03/05/2015 John P. Gutschlag
Order Docket No. 16-007-I 03/07/2016 Liberty Insurance Corp & Safeco Insurance Company of America
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 11-086-I 12/12/2011 Ronald R. Prohaska
Order Docket No. 14-040-I 12/23/2014 Steve Stokeling
Order Docket No. 16-006-I 03/07/2016 Liberty Mututal Insurance Co et. al.
Order Docket No 15-015-I 07/02/2015 Bluestone Life Insurance Company
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 11-088-I 12/12/2011 Jason E. Romero
Order Docket No. 13-006-I 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 06-43-S 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 14-015-I 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 15-007-B 05/15/2015 MSA Mortgage, LLC
Order Docket No. 16-027-S 09/26/2016 Gregory Lambesis

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