DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. H-09-063 Mon, 03/08/2010 United Health Group
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Regulation Reg-93-01 Sat, 10/01/1994 Life and Health Reinsurance Agreements
Regulation Reg-H-2008-04 Thu, 04/01/2010 Health Insurance Claims Administration Rule
Regulation Reg-97-01 Sat, 05/10/1997 Oversight of Fees Charged by the NAIC and Retaliatory Action by the State of Vermont
Regulation Reg-I-2009-06 Mon, 01/04/2010 Annual Financial Reporting Regulation
Regulation Reg-97-04 Wed, 01/01/1997 Actuarial Opinion and Memorandum
Regulation Reg-B-2012-01 Tue, 05/15/2012 Credit Union Member Business Loans
Regulation Reg-95-04(Ins) Mon, 02/05/1996 Viatical Settlements
Regulation Reg-99-02(Bnk) Thu, 07/01/1999 Conversion of a Federal Credit Union into a State Chartered Credit Union
Regulation Reg-97-01(Ins) Sat, 05/10/1997 Oversight of Fees Charged by the NAIC and Retaliatory Action by the State of Vermont
Regulation Reg-S-2008-01 Thu, 01/01/2009 Filing Rule for Securities Offered under Regulation D, Rule 506
Regulation Reg-97-02(Ins) Wed, 12/31/1997 Risk Based Capital (RBC) for Property and Casualty Insurers
Regulation Reg-I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License For Portable Electronics Insurance
Regulation Reg-97-03(Ins) Sat, 08/16/1997 Credit for Reinsurance
Regulation Reg-76-01(Ins) Thu, 01/15/1976 Maintanence of Complaint Records
Regulation Reg-97-04 Wed, 01/01/1997 Actuarial Opinion and Memorandum
Regulation Reg-97-05(ins) Thu, 01/01/2004 Mutual Insurance Holding Companies (Revised)
Regulation Reg-H-2000-03 Mon, 04/02/2001 Health Insurance Coverage of Mental Health and Substance Abuse Services
Regulation Reg-I-2010-02 Fri, 07/09/2010 Life & Health Actuarial Opinion and Memorandum Regulation
Regulation B-06-1 Tue, 07/01/2014 Regulation B-06-1: Pertaining to State-Chartered Credit Unions
Regulation Reg-98-01(Ins) Thu, 01/01/2009 Life Insurance Illustrations
Regulation Reg-93-01(Ins,HCA) Sat, 10/01/1994 Life and Health Reinsurance Agreements
Regulation B-2014-01 Tue, 07/01/2014 Record Retention: Financial Institutions, Credit Unions, Independent Trust Companies & Licensees
Regulation Reg. I-2013-01 Tue, 10/01/2013 Guidelines for distinguishing between primary and specialty mental health and substance abuse services

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