DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 11-014-B 05/20/2011 The Clearinghouse Community Financial Development Institution
Order Docket No. 13-049-S 09/28/2015 Tucker Financial Services, Inc and Daniel Burgess
Order Docket No. 17-008-S 04/03/2017 Stanley Fishkin: Crow Hill Capital, Ltd.; Crow Hill Ventures, Ltd.
Order Docket No. 12-006-I 04/20/2012 Kevin J. Whitney
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 14-016-S 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 11-073-I 12/12/2011 Tisha A. Langston-Slater
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 11-012-B 05/20/2011 Novelle Financial Services, Inc.
Order Docket No. 14-026-I 09/09/2014 Deborah L. Lefaivre
Order Docket No. 15-040-B 11/19/2015 Prospect Mortgage, LLC
Order Docket No. 12-038-I 01/24/2013 Lance M. Zeidman
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 11-075-I 11/28/2011 Penny Marine
Order Docket No. 11-001-B 03/22/2011 Upper Valley Mortgage, LLC
Order Docket No. 16-041-I 04/12/2017 Government Employees Insurance Company; GEICO General Insurance Company; GEICO Indemnity Company
Order Docket No. 11-076-I 12/16/2011 Charles G. McCullough
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 10-063-B 07/23/2010 Academy Mortgage Corporation
Order Docket No. 16-005-I 01/25/2016 Banker's Life and Casualty Company
Order Docket No. 17-011-S 04/28/2017 John Bodnar and International Assets Advisory, LLC; International Assets Investment Management, LLC
Order Docket No. 11-077-I 12/19/2011 Mark Edward McGinnis
Order Docket No. 10-045-B 07/15/2010 Redwood Financial Partners, LLC.
Order Docket No. 13-011-I 11/25/2014 CIGNA Behavioral Health, Inc.

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