DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 17-008-S 04/03/2017 Stanley Fishkin: Crow Hill Capital, Ltd.; Crow Hill Ventures, Ltd.
Order Docket No. 11-052-I 10/25/2011 Allen Zargo
Order Docket No. 10-029-S 04/27/2010 UBS Securities, LLC and UBS Financial Services, Inc.
Order Docket No. 13-048-I 11/19/2013 Jessica J. Myers
Order Docket No. 13-031-I 10/22/2013 Dairyland Insurance Co. of Wisconsin
Order Docket No. 13-038-B 05/22/2014 Plaza Home Mortgage, Inc.
Order Docket No. 16-018-I 06/02/2016 Credit Card-Related Insurance Benefits
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 15-021-B 07/15/2015 Sherman, Clay & Co
Order Docket No. 11-095-I 11/16/2011 Joseph D. Zorn, Jr.
Order Docket No. 10-080-S 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont
Order Docket No. 13-056-I 04/16/2014 Redonda Lawrence Russell
Order Docket No. 13-022-S 11/07/2013 Surety Services LLC of Delaware
Order Docket No. 13-033-B 01/10/2014 Lisa Marie Fendelet
Order Docket No. 16-020-I 01/01/2017 Stop Loss Attachment Points
Order Docket No. 15-020-I 07/15/2015 GEICO
Order Docket No. 16-041-I 04/12/2017 Government Employees Insurance Company; GEICO General Insurance Company; GEICO Indemnity Company
Order Docket No. 12-044-I 01/18/2013 Tasheanna Barnes
Order Docket No. 13-041-I 11/18/2013 Travis C. Shine
Order Docket No. 13-043-I 11/07/2013 Order to smooth transition to VHC
Order Docket No. 13-026-B 09/09/2013 NetSpend Corporation
Order Docket No. 16-001-S 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Order Docket No. 11-007-S 07/18/2012 In the matter of: Henry Corrao and EKN Financial Services
Order Docket No. 17-011-S 04/28/2017 John Bodnar and International Assets Advisory, LLC; International Assets Investment Management, LLC
Order Docket No. 12-039-I 02/05/2013 Christie Glenn

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