DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 14-023-S Mon, 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 15-030-I Tue, 12/29/2015 Timothy J. Clain
Order Docket No. 12-043-I Wed, 01/02/2013 Mark Patrick Santos
Order Docket No. 11-103-I Fri, 03/23/2012 Sean Deandre Dade
Order Docket No. 12-027-B Mon, 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Order Docket No. 10-057-I Mon, 07/19/2010 Karianne Scott
Order Docket No. 14-036-I Tue, 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 13-049-S Mon, 09/28/2015 Tucker Financial Services, Inc and Daniel Burgess
Order Docket No. 12-058-I Wed, 01/30/2013 Barbara Shay
Order Docket No. 11-065-I Mon, 12/12/2011 Jeremy M. Fairbanks
Order Docket No. 12-020-B Fri, 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 14-060-I Wed, 09/03/2014 Bankers Life and Casualty Company
Order Docket No. 15-040-B Thu, 11/19/2015 Prospect Mortgage, LLC
Order Docket No. 12-049-I Fri, 01/18/2013 Joan Louise Warner
Order Docket No. 11-066-I Wed, 11/16/2011 Margaret L. Ferguson
Order Docket No. 12-021-B Fri, 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 13-001-S Fri, 03/08/2013 ProEquities, Inc.
Order Docket No. 12-048-I Fri, 01/18/2013 Crystal F. Welle
Order Docket No. 11-068-I Wed, 01/04/2012 Mitchell R. Fleischer
Order Docket No. 09-084-B Wed, 07/08/2009 8 V.S.A. Chapter 73 Licensed Lender Statute, Act No. 29 (H.171) 2009 - Order Regarding Effective Date Of Deletion Of Nonprofit Institutions Of Higher Education Exemption
Order Docket No. 11-021-B Fri, 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Docket No. 11-102-B Mon, 11/21/2011 SunTrust Mortgage, Inc.
Order Docket No. 10-030-S Tue, 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 14-038-I Mon, 09/08/2014 William C. Mount
Order Docket No. 16-005-I Mon, 01/25/2016 Banker's Life and Casualty Company

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