DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 13-001-S Fri, 03/08/2013 ProEquities, Inc.
Order Docket No. 13-031-I Tue, 10/22/2013 Dairyland Insurance Co. of Wisconsin
Order Docket No. 12-043-I Wed, 01/02/2013 Mark Patrick Santos
Order Docket No. 11-103-I Fri, 03/23/2012 Sean Deandre Dade
Order Docket No. 12-020-B Fri, 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 10-020-H Thu, 10/07/2010 Reliance Standard Life Insurance Company
Order Docket No. 14-038-I Mon, 09/08/2014 William C. Mount
Order Docket No. 13-022-S Thu, 11/07/2013 Surety Services LLC of Delaware
Order Docket No. 12-058-I Wed, 01/30/2013 Barbara Shay
Order Docket No. 11-065-I Mon, 12/12/2011 Jeremy M. Fairbanks
Order Docket No. 12-021-B Fri, 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 11-102-B Mon, 11/21/2011 SunTrust Mortgage, Inc.
Order Docket No. 10-059-H Fri, 10/29/2010 Aetna Insurance Company
Order Docket No. 14-039-I Tue, 09/09/2014 Jillian E. Wood
Order Docket No. 13-043-I Thu, 11/07/2013 Order to smooth transition to VHC
Order Docket No. 12-049-I Fri, 01/18/2013 Joan Louise Warner
Order Docket No. 11-007-S Wed, 07/18/2012 In the matter of: Henry Corrao and EKN Financial Services
Order Docket No. 11-066-I Wed, 11/16/2011 Margaret L. Ferguson
Order Docket No. 11-025-B Fri, 05/27/2011 Mortgage Access Corp. d/b/a Weichert Financial Services
Order Docket No. 10-027-1 Mon, 10/04/2010 Acadia Insurance Company
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds
Order Docket No. 12-048-I Fri, 01/18/2013 Crystal F. Welle
Order Docket No. 11-068-I Wed, 01/04/2012 Mitchell R. Fleischer
Order Docket No. 11-014-B Fri, 05/20/2011 The Clearinghouse Community Financial Development Institution
Order Docket No. 10-024-I Mon, 11/15/2010 International Fidelity Insurance Company

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