DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort descending Name Effective Date Title
Order Docket No. 13-011-I Wed, 12/17/2014 Prest & Associates, Inc.
Order Docket No. 11-026-S Tue, 05/31/2011 Michael T. Williams
Order Docket No. 13-018-B Mon, 09/16/2013 Zackary Nathan Tierney
Order Docket No. 04-010-S Fri, 06/25/2010 Gary L. Saccaro and Paulson Investment Co., Inc.
Order Docket No. 12-007-I Fri, 04/20/2012 Roland C. Matatics
Order Docket No. 11-058-I Wed, 11/16/2011 Edward L. Austin, III
Order Docket No. 13-017-B Mon, 09/16/2013 David Leonard Rome
Order Docket No. 10-031-S Thu, 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 14-022-S Mon, 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order Docket No. 12-047-I Fri, 01/18/2013 Dylan A. Molina
Order Docket No. 11-059-I Thu, 12/22/2011 Joshua K. Barney
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company, LLC.
Order Docket No. 10-002-S Fri, 01/15/2010 Lincoln Financial Securities Corporation
Order Docket No. 14-024-S Tue, 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 10-036-I Thu, 04/28/2011 Jeffrey R. Faber
Order Docket No. 12-056-I Wed, 01/30/2013 William A. Newburn
Order Docket No. 11-060-I Tue, 11/29/2011 David W. Barrell
Order Docket No. 11-021-B Fri, 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Docket No. 12-050-B Thu, 11/29/2012 Border Lodge Credit Union
Order Docket No. 12-050-B (Amended) Fri, 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 10-003-S Fri, 01/15/2010 Burton J. Steen
Order Docket No. 14-023-S Mon, 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 14-036-I Tue, 03/24/2015 Christopher R. Corley
Order Docket No. 12-045-I Wed, 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 11-002-I Mon, 02/07/2011 Aimee J. Bonin

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